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FRANKLIN RESOURCES INC Director's Dealing 2014

Sep 3, 2014

30512_dirs_2014-09-03_c1f79e3e-3e6e-469e-95ff-8c1dad775229.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-08-29

Reporting Person: LUSK JOHN M (EVP-Investment Management)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-08-29 Common Stock, par value $.10 F 5527 $56.52 Disposed 43828.4903 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1370.3514 Indirect
Common Stock, par value $.10 72510 Indirect

Footnotes

F1: Of the amount of securities beneficially owned, 16,640 shares represent unvested restricted stock awards.

F2: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 11, 2014.

F3: Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.