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FRANKLIN RESOURCES INC — Director's Dealing 2014
Oct 24, 2014
30512_dirs_2014-10-24_9a317b3e-c42b-4e22-a7cc-01adf35d0762.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-09-30
Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock, par value $.10 | G | 275000 | — | Disposed | 104665045 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 21480.3977 | Indirect |
| Common Stock, par value $.10 | 1206735 | Indirect |
| Common Stock, par value $.10 | 10116 | Indirect |
Footnotes
F1: Not applicable.
F2: Reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
F3: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2014.
F4: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.