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FRANKLIN RESOURCES INC — Director's Dealing 2014
Nov 6, 2014
30512_dirs_2014-11-06_a506e314-f04e-4f24-a5f8-f974286273c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2014-11-04
Reporting Person: LUSK JOHN M (EVP-Investment Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-11-04 | Common Stock, par value $.10 | A | 17062 | $55.68 | Acquired | 47088.4903 | Direct |
| 2014-11-06 | Common Stock, par value $.10 | G | 500 | — | Disposed | 85812 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1370.3514 | Indirect |
Footnotes
F1: Of the amount of securities beneficially owned, 33,702 shares represent unvested restricted stock awards.
F2: Not applicable.
F3: Since last filing, includes 13,802 shares previously reported by Reporting Person under direct shares.
F4: Revocable living trust for which Reporting Person and spouse are co-trustees with shared voting and investment power, for the benefit of Reporting Person and spouse.
F5: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of September 30, 2014.