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FRANKLIN RESOURCES INC — Director's Dealing 2012
Sep 10, 2012
30512_dirs_2012-09-10_8a19079b-7048-4c64-b5e6-4d4ae2b12987.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2011-12-11
Reporting Person: JOHNSON GREGORY E (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-12-11 | Common Stock, par value $.10 | G | 268 | — | Acquired | 19834 | Indirect |
| 2011-12-11 | Common Stock, par value $.10 | G | 268 | — | Disposed | 661560 | Direct |
| 2011-12-14 | Common Stock, par value $.10 | G | 1595 | — | Disposed | 659965 | Direct |
| 2011-12-16 | Common Stock, par value $.10 | G | 270 | — | Acquired | 20104 | Indirect |
| 2011-12-16 | Common Stock, par value $.10 | G | 270 | — | Disposed | 659695 | Direct |
| 2012-04-18 | Common Stock, par value $.10 | G | 815 | — | Disposed | 658880 | Direct |
| 2012-06-18 | Common Stock, par value $.10 | G | 140 | — | Disposed | 658740 | Direct |
| 2012-08-17 | Common Stock, par value $.10 | G | 253 | — | Disposed | 658487 | Direct |
| 2012-08-20 | Common Stock, par value $.10 | G | 1675 | — | Disposed | 656812 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 1515.294 | Indirect |
| Common Stock, par value $.10 | 895000 | Indirect |
| Common Stock, par value $.10 | 5085 | Indirect |
| Common Stock, par value $.10 | 2700 | Indirect |
Footnotes
F1: Not applicable.
F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F3: Of the amount of securities beneficially owned as of gift date, 101,943 shares represented unvested awards of restricted stock.
F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 13, 2012.
F5: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
F6: Business trust for the benefit of Reporting Person and Reporting Person's children.