Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

FRANKLIN RESOURCES INC Director's Dealing 2012

Sep 10, 2012

30512_dirs_2012-09-10_8a19079b-7048-4c64-b5e6-4d4ae2b12987.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2011-12-11

Reporting Person: JOHNSON GREGORY E (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2011-12-11 Common Stock, par value $.10 G 268 Acquired 19834 Indirect
2011-12-11 Common Stock, par value $.10 G 268 Disposed 661560 Direct
2011-12-14 Common Stock, par value $.10 G 1595 Disposed 659965 Direct
2011-12-16 Common Stock, par value $.10 G 270 Acquired 20104 Indirect
2011-12-16 Common Stock, par value $.10 G 270 Disposed 659695 Direct
2012-04-18 Common Stock, par value $.10 G 815 Disposed 658880 Direct
2012-06-18 Common Stock, par value $.10 G 140 Disposed 658740 Direct
2012-08-17 Common Stock, par value $.10 G 253 Disposed 658487 Direct
2012-08-20 Common Stock, par value $.10 G 1675 Disposed 656812 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $.10 1515.294 Indirect
Common Stock, par value $.10 895000 Indirect
Common Stock, par value $.10 5085 Indirect
Common Stock, par value $.10 2700 Indirect

Footnotes

F1: Not applicable.

F2: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.

F3: Of the amount of securities beneficially owned as of gift date, 101,943 shares represented unvested awards of restricted stock.

F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 13, 2012.

F5: Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.

F6: Business trust for the benefit of Reporting Person and Reporting Person's children.