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FRANKLIN RESOURCES INC — Director's Dealing 2012
Sep 10, 2012
30512_dirs_2012-09-10_dd797c1c-e055-4bbf-bdba-68bd8dec3264.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2012-02-09
Reporting Person: JOHNSON JENNIFER M (EVP & Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-02-09 | Common Stock, par value $.10 | G | 220 | — | Disposed | 525418.0397 | Direct |
| 2012-03-14 | Common Stock, par value $.10 | G | 215 | — | Disposed | 525203.0397 | Direct |
| 2012-04-02 | Common Stock, par value $.10 | G | 45 | — | Disposed | 525158.0397 | Direct |
| 2012-07-26 | Common Stock, par value $.10 | G | 385 | — | Disposed | 525126.8963 | Direct |
| 2012-07-27 | Common Stock, par value $.10 | G | 95 | — | Disposed | 525031.8963 | Direct |
| 2012-08-02 | Common Stock, par value $.10 | G | 95 | — | Disposed | 524936.8963 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 48838 | Indirect |
| Common Stock, par value $.10 | 521.411 | Indirect |
| Common Stock, par value $.10 | 870000 | Indirect |
| Common Stock, par value $.10 | 5000 | Indirect |
Footnotes
F1: Not applicable.
F2: Of the amount of securities beneficially owned as of gift date, 18,729 shares represented unvested awards of restricted stock.
F3: Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of July 13, 2012.
F5: Business trust for the benefit of Reporting Person and Reporting Person's children.