AI assistant
FRANKLIN RESOURCES INC — Director's Dealing 2010
Oct 25, 2010
30512_dirs_2010-10-25_f8dc10c0-5341-42c0-892e-4c5a5b91056c.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2010-09-30
Reporting Person: JOHNSON GREGORY E (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-03-19 | Common Stock, par value $.10 | G | 1800.0000 | — | Disposed | 562511.0000 | Direct |
| 2010-05-18 | Common Stock, par value $.10 | G | 140.0000 | — | Disposed | 562371.0000 | Direct |
| 2010-09-13 | Common Stock, par value $.10 | G | 962.0000 | — | Disposed | 561409.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 18638.0000 | Indirect |
| Common Stock, par value $.10 | 1459.2380 | Indirect |
| Common Stock, par value $.10 | 920000.0000 | Indirect |
| Common Stock, par value $.10 | 4821.0000 | Indirect |
| Common Stock, par value $.10 | 2700.0000 | Indirect |
Footnotes
F1: Not applicable.
F2: Of the amount of securities beneficially owned, 43,230 shares represent unvested awards of restricted stock.
F3: Shares held by the Reporting Person as trustee for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of such shares.
F4: Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of September 30, 2010.
F5: Shares held by a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership of such shares.
F6: Business trust for the benefit of the Reporting Person and the Reporting Person's children.