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FRANKLIN RESOURCES INC — Director's Dealing 2010
Oct 25, 2010
30512_dirs_2010-10-25_e7a7bc41-6db9-4cc2-9638-b74d95737665.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2010-09-30
Reporting Person: JOHNSON RUPERT H JR (Director, Vice Chairman, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-12 | Common Stock, par value $.10 | G | 7400.0000 | — | Disposed | 34850015.0000 | Direct |
| 2009-12-21 | Common Stock, par value $.10 | G | 112200.0000 | — | Disposed | 35093815.0000 | Direct |
| 2010-04-08 | Common Stock, par value $.10 | G | 100000.0000 | — | Disposed | 34993815.0000 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 6895.3650 | Indirect |
| Common Stock, par value $.10 | 1447245.0000 | Indirect |
| Common Stock, par value $.10 | 3372.0000 | Indirect |
Footnotes
F1: Not applicable.
F2: Pursuant to an in-kind share transfer on December 21, 2009, includes 356,000 shares previously reported by the reporting person as indirect shares held through an Individual Retirement Account (IRA).
F3: Reporting person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan summary as of September 30, 2010.
F4: Shares are held by a member of the reporting person's immediate family. Reporting person disclaims beneficial ownership of such shares.