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FRANKLIN RESOURCES INC — Director's Dealing 2010
Dec 3, 2010
30512_dirs_2010-12-02_34543324-6134-4331-a6cf-70ebe7f615b0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2010-12-01
Reporting Person: Tyle Craig Steven (EVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-12-01 | Common Stock, par value $.10 | A | 656.0000 | — | Acquired | 25419.7180 | Direct |
| 2010-12-01 | Common Stock, par value $.10 | F | 308.0000 | $117.6300 | Disposed | 25111.7180 | Direct |
Footnotes
F1: On November 4, 2009, the reporting person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. Certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2010 were achieved resulting in the acquisition on December 1, 2010 of the amount of vested shares reported in Column 4.
F2: Not Applicable.
F3: Of the amount of securities beneficially owned, 6,215 shares represent unvested awards of restricted shares.