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FRANKLIN RESOURCES INC — Director's Dealing 2009
Aug 21, 2009
30512_dirs_2009-08-21_51916a21-654c-44d8-862b-a0c1ba7ade53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN RESOURCES INC (BEN)
CIK: 0000038777
Period of Report: 2009-08-19
Reporting Person: JOHNSON GREGORY E (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-04-02 | Common Stock, par value $.10 | G | 1710 | — | Disposed | 605481 | Direct |
| 2009-05-01 | Common Stock, par value $.10 | G | 250 | — | Disposed | 605231 | Direct |
| 2009-05-19 | Common Stock, par value $.10 | G | 110 | — | Disposed | 605121 | Direct |
| 2009-06-01 | Common Stock, par value $.10 | G | 1056 | — | Disposed | 604065 | Direct |
| 2009-08-19 | Common Stock, par value $.10 | S | 22000 | $92.3262 | Disposed | 572065 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.10 | 18158 | Indirect |
| Common Stock, par value $.10 | 1404.254 | Indirect |
| Common Stock, par value $.10 | 940000 | Indirect |
| Common Stock, par value $.10 | 4821 | Indirect |
| Common Stock, par value $.10 | 2700 | Indirect |
Footnotes
F1: Of the amount of securities beneficially owned, 95,114 shares represent unvested awards of restricted stock.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.58, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares held by the Reporting Person as trustee for the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of such shares.
F4: Reporting Person holds shares in the Franklin Templeton Profit Sharing 401(k) Plan. Information is based on a plan statement as of June 15, 2009.
F5: Shares held by a member of the Reporting Person's immediate family. The Reporting Person disclaims beneficial ownership of such shares.
F6: Business trust for the benefit of the Reporting Person and the Reporting Person's children.