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FRANKLIN ELECTRIC CO INC — Director's Dealing 2011
Mar 4, 2011
31143_dirs_2011-03-04_03959883-70a7-4d36-b789-18fca4e9c4b9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN ELECTRIC CO INC (fele)
CIK: 0000038725
Period of Report: 2011-03-02
Reporting Person: CROSE DANIEL J (Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-02 | common stock | A | 1805 | $43.43 | Acquired | 1805 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-02 | option | $43.43 | A | 5734 | Acquired | 2021-03-02 | common stock (5734) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| common stock | 1956.887 | Indirect |
| common stock | 4000 | Direct |
| common stock | 2100 | Direct |
| common stock | 1700 | Direct |
| common stock | 6634 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| option | $19.4 | 2011-11-01 | common stock (20000) | 20000 | Direct |
| option | $24.08 | 2012-12-13 | common stock (30000) | 50000 | Direct |
| option | $29.95 | 2014-02-12 | common stock (7200) | 57200 | Direct |
| option | $40.93 | 2015-02-10 | common stock (5450) | 62650 | Direct |
| option | $45.9 | 2016-02-17 | common stock (3300) | 65950 | Direct |
| option | $48.87 | 2017-02-09 | common stock (2600) | 68550 | Direct |
| option | $32.19 | 2018-02-28 | common stock (9700) | 78250 | Direct |
| option | $17.34 | 2019-03-05 | common stock (18729) | 96979 | Direct |
| option | $28.82 | 2020-02-22 | common stock (6600) | 103579 | Direct |
Footnotes
F1: Holdings within the Franklin Electric Co., Inc. Directed Investment Salary Plan Trust. The information reported herein is based on a plan statement as of December 31, 2011.
F2: The shares vest at the end of three years.
F3: The shares vest at the end of four years.
F4: These shares had a four year vest ending 2/9/2011. Shares will be released in 2011 after performance metrics are analyzed.
F5: The options become exercisable in five equal installments of 1/5 each year, beginning on the first anniversary of the grant date.
F6: The options become exercisable in four equal installments of 1/4 each year, beginning on the first anniversary of the grant date.