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FRANKLIN COVEY CO — Director's Dealing 2017
Jan 19, 2017
33517_dirs_2017-01-18_16a24e31-1149-42a3-a36d-26335d36af0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FRANKLIN COVEY CO (FC)
CIK: 0000886206
Period of Report: 2017-01-17
Reporting Person: WHITMAN ROBERT A (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-17 | common stock | M | 62500 | $9.00 | Acquired | 265471 | Direct |
| 2017-01-17 | common shares | F | 42442 | $17.35 | Disposed | 223029 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-17 | employee stock option (right to buy) | $9 | M | 62500 | Disposed | 2020-01-28 | common stock (62500) | Direct |
Footnotes
F1: Represents shares of common stock sold to settle the cashless exercise of the warrants. All other shares acquired through this cashless exercise remain held by Mr. Whitman.
F2: The variance in the total is because of a misstatement in his total from previous Forms 4. The total was off by 5,108 shares and is now reflected correctly in the total amount.
F3: Increased shares owned by 20,058.
F4: Mr. Whitman still has 437,500 fully vested, in-the-money, options to exercise.
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