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FOX FACTORY HOLDING CORP — Director's Dealing 2017
Jan 20, 2017
32194_dirs_2017-01-20_ab9f8de2-be2a-4b7a-bc0f-9cf79d5c7f84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FOX FACTORY HOLDING CORP (FOXF)
CIK: 0001424929
Period of Report: 2017-01-18
Reporting Person: KATHERMAN WILLIAM H (SVP, GLOBAL OPERATIONS)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-18 | Common Stock | M | 27890 | $6.20 | Acquired | 59675 | Direct |
| 2017-01-18 | Common Stock | S | 27890 | $26.5747 | Disposed | 31785 | Direct |
| 2017-01-19 | Common Stock | M | 14292 | $6.20 | Acquired | 46077 | Direct |
| 2017-01-19 | Common Stock | S | 14292 | $26.5983 | Disposed | 31785 | Direct |
| 2017-01-20 | Common Stock | M | 13558 | $6.20 | Acquired | 45343 | Direct |
| 2017-01-20 | Common Stock | S | 13558 | $26.4407 | Disposed | 31785 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-18 | Employee Stock Option (right to buy) | $6.20 | M | 27890 | Disposed | 2022-10-03 | Common Stock (27890) | Direct |
| 2017-01-19 | Employee Stock Option (right to buy) | $6.20 | M | 14292 | Disposed | 2022-10-03 | Common Stock (14292) | Direct |
| 2017-01-20 | Employee Stock Option (right to buy) | $6.20 | M | 13558 | Disposed | 2022-10-03 | Common Stock (13558) | Direct |
Footnotes
F1: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
F5: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012.