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Forward Industries, Inc. — Director's Dealing 2022
Dec 6, 2022
31581_dirs_2022-12-06_833bd0fb-1d08-44aa-b34d-44578e363cfe.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Forward Industries, Inc. (FORD)
CIK: 0000038264
Period of Report: 2022-11-29
Reporting Person: Wild Robert W Jr. (COO of Subsidiary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| No securities are beneficially owned | 0 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $1.56 | 2027-01-01 | Common Stock (4572) | Direct | |
| Stock Options (Right to Buy) | $1.56 | 2027-01-01 | Common Stock (4363) | Direct | |
| Stock Options (Right to Buy) | $1.56 | 2027-01-01 | Common Stock (4682) | Direct | |
| Stock Options (Right to Buy) | $1.47 | 2027-07-01 | Common Stock (4817) | Direct | |
| Stock Options (Right to Buy) | $1.47 | 2027-07-01 | Common Stock (4535) | Direct | |
| Stock Options (Right to Buy) | $1.47 | 2027-07-01 | Common Stock (4433) | Direct |
Footnotes
F1: The stock options were issued under the Issuer's 2021 Equity Incentive Plan.
F2: The stock options vest on January 1, 2023, subject to continued employment with the Issuer on the vesting date.
F3: The stock options vest on January 1, 2024, subject to continued employment with the Issuer on the vesting date.
F4: Fully vested.
F5: The stock options vest on July 1, 2023, subject to continued employment with the Issuer on the vesting date.
F6: The stock options vest on July 1, 2024, subject to continued employment with the Issuer on the vesting date.