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Forward Industries, Inc. — Director's Dealing 2021
Oct 8, 2021
31581_dirs_2021-10-08_409a5b02-80dc-4821-8d85-c0781edd49c8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Forward Industries, Inc. (FORD)
CIK: 0000038264
Period of Report: 2021-09-01
Reporting Person: ZIGLAR JAMES W (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-01 | Common Stock | M | 30000 | $1.13 | Acquired | 40000 | Direct |
| 2021-09-01 | Common Stock | S | 30000 | $2.515 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-01 | Stock Options (Right to Buy) | $1.13 | M | 30000 | Disposed | 2025-02-11 | Common Stock (30000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.
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