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Forward Industries, Inc. Director's Dealing 2021

Oct 8, 2021

31581_dirs_2021-10-08_409a5b02-80dc-4821-8d85-c0781edd49c8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Forward Industries, Inc. (FORD)
CIK: 0000038264
Period of Report: 2021-09-01

Reporting Person: ZIGLAR JAMES W (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-01 Common Stock M 30000 $1.13 Acquired 40000 Direct
2021-09-01 Common Stock S 30000 $2.515 Disposed 10000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-01 Stock Options (Right to Buy) $1.13 M 30000 Disposed 2025-02-11 Common Stock (30000) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.50 to $2.56, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the preceding sentence.