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Forward Industries, Inc. Director's Dealing 2013

Jul 1, 2013

31581_dirs_2013-07-01_d9044baa-f08b-4fbc-99d2-075158f619e2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FORWARD INDUSTRIES INC (FORD)
CIK: 0000038264
Period of Report: 2013-06-28

Reporting Person: Johnson Frank L (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-28 CONVERTIBLE PREFERRED STOCK $1.84 P 76335 Acquired FORWARD INDUSTRIES COMMON STOCK (81520) Direct
2013-06-28 COMMON STOCK WARRANT (RIGHT TO BUY) $1.84 P 1 Acquired 2024-12-31 FORWARD INDUSTRIES COMMON STOCK (76335) Direct

Footnotes

F1: NO EXPIRATION DATE

F2: THE WARRANT WAS ACQUIRED TOGETHER WITH THE 76,335 SHARES OF CONVERTIBLE PREFERRED STOCK PURCHASED BY THE REPORTING PERSON AT A COMBINED PRICE OF $1.965 PER SHARE.