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Forward Industries, Inc. — Director's Dealing 2013
Jul 1, 2013
31581_dirs_2013-07-01_73dd515d-7139-48f5-8c0e-3d90cbd402da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORWARD INDUSTRIES INC (FORD)
CIK: 0000038264
Period of Report: 2013-06-28
Reporting Person: Gordon Timothy Clay (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-28 | CONVERTIBLE PREFERRED STOCK | $1.84 | P | 38167 | Acquired | FORWARD INDUSTRIES COMMON STOCK (40760) | Direct | |
| 2013-06-28 | COMMON STOCK WARRANT (RIGHT TO BUY) | $1.84 | P | 1 | Acquired | 2024-01-01 | FORWARD INDUSTRIES COMMON STOCK (38167) | Direct |
Footnotes
F1: NO EXPIRATION DATE
F2: THE WARRANT WAS ACQUIRED TOGETHER WITH THE 76,335 SHARES OF CONVERTIBLE PREFERRED STOCK PURCHASED BY THE REPORTING PERSON AT A COMBINED PRICE OF $1.965 PER SHARE OF CONVERTIBLE PREFERRED STOCK.
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