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Forward Industries, Inc. — Director's Dealing 2009
Dec 15, 2009
31581_dirs_2009-12-15_84812dde-01af-425f-9014-7f11b15abfb2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORWARD INDUSTRIES INC (FORD)
CIK: 0000038264
Period of Report: 2009-12-11
Reporting Person: SABRA DOUGLAS (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-12-11 | Forward Industries Common Stock | A | 10000 | $2.02 | Acquired | 75000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-12-11 | Forward Industries Common Stock Option | $2.02 | A | 10000 | Acquired | 2019-12-10 | Forward Industries Common Stock (10000) | Direct |
Footnotes
F1: These shares are restricted shares granted under the Forward Industries Inc. Equity Incentive Plan and vest as follows:
3,334 on December 10, 2010
3,333 on December 10, 2011
3,333 on December 10, 2012
F2: Price is based on the closing market price on December 11, 2009.
F3: Includes 28,333 of unvested restricted shares previously granted under the Forward Industries Inc. Equity Incentive Plan
F4: 3,334 stock options vest on December 10, 2010
3,333 stock options vest on December 10, 2011
3,333 stock options vest on December 10, 2012