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FORWARD AIR CORP — Director's Dealing 2014
May 16, 2014
32398_dirs_2014-05-16_52dc10f9-eb62-447a-924f-35ae700acba5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FORWARD AIR CORP (FWRD)
CIK: 0000912728
Period of Report: 2014-05-08
Reporting Person: Hance Michael L (Senior VP, CLO and Secretary)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11056.0000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $22.4700 | 2017-02-07 | Common Stock (36000.0000) | Direct | |
| Stock Option (Right to Buy) | $28.6100 | 2018-02-11 | Common Stock (6666.0000) | Direct | |
| Stock Option (Right to Buy) | $36.5500 | 2019-02-07 | Common Stock (4669.0000) | Direct | |
| Stock Option (Right to Buy) | $37.1400 | 2020-02-07 | Common Stock (4407.0000) | Direct | |
| Stock Option (Right to Buy) | $42.4800 | 2021-02-06 | Common Stock (4009.0000) | Direct |
Footnotes
F1: Of the 11,056 shares beneficially owned, 3,035 shares are 2/7/12, 2/7/13 and 2/6/14 awards of time-vesting restricted stock under the Forward Air Corporation Amended and Restated Stock Option & Incentive Plan in transactions exempt from Section 16(b) under Rule 16b-3. The restricted stock vests equally in one-third increments over three years commencing on the one year anniversary of the applicable award date and will be fully vested on 2/6/17.
F2: This option vests 33-1/3% each year over a three year period commencing on 2/7/11.
F3: This option vests 33-1/3% each year over a three year period commencing on 2/11/12.
F4: This option vests 33-1/3% each year over a three year period commencing on 2/7/13.
F5: This option vests 33-1/3% each year over a three year period commencing on 2/7/14.
F6: This option vests 33-1/3% each year over a three year period commencing on 2/6/15.