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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2023
Feb 22, 2023
33221_dirs_2023-02-22_d53612ad-5d20-4394-bd98-3c7cd9968a53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2023-02-18
Reporting Person: GAUT C CHRISTOPHER (Director, Exec. COB)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-18 | Common Stock | M | 16542 | — | Acquired | 313409 | Direct |
| 2023-02-18 | Common Stock | M | 16542 | $31.70 | Disposed | 296867 | Direct |
| 2023-02-19 | Common Stock | F | 8873 | $31.70 | Disposed | 287994 | Direct |
| 2023-02-19 | Common Stock | M | 11159 | — | Acquired | 299153 | Direct |
| 2023-02-19 | Common Stock | M | 11159 | $31.70 | Disposed | 287994 | Direct |
| 2023-02-21 | Common Stock | F | 8433 | $31.78 | Disposed | 279561 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-18 | Phantom Stock Units | $ | M | 16542 | Disposed | Common Stock (16542.0) | Direct | |
| 2023-02-19 | Phantom Stock Units | $ | M | 11159 | Disposed | Phantom Stock Units (11159.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13950 | Indirect |
Footnotes
F1: Reflects the vesting and cash settlement of phantom stock units granted on February 18, 2022.
F2: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 19, 2021.
F3: Reflects the vesting and cash settlement of phantom stock units granted on February 19, 2021.
F4: These shares were surrendered to satisfy the tax obligation related to the vesting of a restricted stock unit award granted on February 21, 2020.
F5: These shares are held in a Uniform Transfers to Minors Act account where the reporting person and his spouse have joint ownership for the benefit of their grandchildren.