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FORUM ENERGY TECHNOLOGIES, INC. Director's Dealing 2020

Sep 11, 2020

33221_dirs_2020-09-11_076c9ad0-62cb-4d6c-9813-b5db352bbfc9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2020-09-09

Reporting Person: SCF Partners, Inc. (10% Owner, Member of Group)
Reporting Person: SCF V LP (10% Owner, Member of Group)
Reporting Person: SCF-V, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF VI LP (10% Owner, Member of Group)
Reporting Person: SCF-VI, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF-VII, L.P. (10% Owner, Member of Group)
Reporting Person: SCF-VII, G.P., Limited Partnership (10% Owner, Member of Group)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-09 Common Stock J 867092 $0.50 Disposed 3299482 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4046515 Indirect
Common Stock 6512720 Indirect
Common Stock 1941403 Indirect
Common Stock 1113543 Indirect

Footnotes

F1: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 16,913,663 shares of common stock.

F2: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.