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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2019
Sep 5, 2019
33221_dirs_2019-09-05_be468b92-1aa6-4704-9212-38755ff4ad1a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2019-09-03
Reporting Person: GAUT C CHRISTOPHER (Director, CEO & COB)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-03 | Common Stock | P | 20000 | $1.35 | Acquired | 1827333 | Direct |
| 2019-09-04 | Common Stock | P | 10000 | $1.45 | Acquired | 1837333 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 95287 | Indirect |
| Common Stock | 95287 | Indirect |
Footnotes
F1: The price reported is a weighted average price. These shares were purchased in two transactions at prices equal to $1.3467 and $1.3531. The reporting person undertakes to provide to any security holder of Forum Energy Technologies, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price set forth in this footnote.
F2: The amount of shares beneficially owned reflects a distribution of 271,252 shares of common stock by trusts held for the benefit of the reporting person and his spouse.
F3: These securities are held in trust for the benefit of the reporting person. The reporting person no longer maintains a pecuniary interest in such shares. The inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse no longer maintains a pecuniary interest in such shares. The inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.