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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2019
Sep 17, 2019
33221_dirs_2019-09-17_7c32a5fc-1880-4aae-9c91-1b5045b740b7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2019-09-13
Reporting Person: SCF Partners, Inc. (10% Owner, Member of Group)
Reporting Person: SCF V LP (10% Owner, Member of Group)
Reporting Person: SCF-V, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF VI LP (10% Owner, Member of Group)
Reporting Person: SCF-VI, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF-VII, L.P. (10% Owner, Member of Group)
Reporting Person: SCF-VII, G.P., Limited Partnership (10% Owner, Member of Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-13 | Common Stock | J | 2752045 | $1.99 | Disposed | 4166574 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4046515 | Indirect |
| Common Stock | 6512720 | Indirect |
| Common Stock | 1941403 | Indirect |
| Common Stock | 1113543 | Indirect |
Footnotes
F1: Represents a transfer of direct ownership to certain limited partners of SCF-V, L.P. (SCF-V). Pursuant to the terms of its limited partnership agreement, dated July 1, 2003, SCF-V was scheduled to expire. In connection therewith, certain of SCF-V's limited partners elected to receive a pro rata distribution of SCF-V's shares of the registrant's common stock. The remaining shares held by SCF-V are held for the benefit of its limited partners who chose to extend the partnership life and leave their shares invested with SCF-V. Following the distribution reported in this Form 4, SCF-V, SCF 2012A, L.P., a Delaware limited partnership (SCF 2012A), SCF-VI, L.P., a Delaware limited partnership (SCF-VI), SCF 2012B, L.P., a Delaware limited partnership (SCF 2012B) and SCF-VII, L.P., a Delaware limited partnership (SCF-VII), in the aggregate own 17,780,755 shares of common stock.
F2: SCF Partners, Inc. (formerly named LE Simmons & Associates Inc), a Delaware corporation (SCFP), manages each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, SCFP, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the reporting entities. Based on the reporting person's affiliation with the reporting entities, SCFP may be deemed to beneficially own all of the shares of common stock of the registrant beneficially owned or deemed to be beneficially owned by the reporting entities.