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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2017
Jan 6, 2017
33221_dirs_2017-01-06_51ce1af1-740d-4931-9bce-12de43d029f9.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2017-01-04
Reporting Person: Harris James Whelan (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-04 | Common Stock | M | 9716 | $7.68 | Acquired | 302738 | Direct |
| 2017-01-05 | Common Stock | M | 10284 | $7.68 | Acquired | 303306 | Direct |
| 2017-01-05 | Common Stock | S | 10284 | $24 | Disposed | 293022 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-04 | Employee Stock Option (Right to Buy) | $7.68 | M | 9716 | Disposed | 2020-08-01 | Common Stock (9716.0) | Direct |
| 2017-01-04 | Employee Stock Option (Right to Buy) | $7.68 | M | 10284 | Disposed | 2020-08-01 | Common Stock (10284.0) | Direct |
Footnotes
F1: This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported).
F2: 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable.
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