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FORUM ENERGY TECHNOLOGIES, INC. Director's Dealing 2017

Feb 13, 2017

33221_dirs_2017-02-13_9d8e16b1-dba2-4403-a3a9-cfa9ab07d257.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2016-12-31

Reporting Person: GAUT C CHRISTOPHER (Director, CEO & COB)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-06-30 Common Stock A 1002 $10.60 Acquired 696433 Direct
2016-12-06 Common Stock G 10000 Disposed 686433 Direct
2016-12-31 Common Stock A 711 $14.93 Acquired 687144 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 308844 Indirect
Common Stock 308844 Indirect

Footnotes

F1: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).

F2: The amount of shares beneficially owned reflects a distribution of 58,496 shares of common stock by trusts held for the benefit of the reporting person and his spouse. In addition, the number of shares beneficially owned has been reduced by one share to reflect a computational error made on the reporting person's Form 4 filed on February 23, 2015.

F3: These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F4: These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.