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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2017
Feb 13, 2017
33221_dirs_2017-02-13_9d8e16b1-dba2-4403-a3a9-cfa9ab07d257.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2016-12-31
Reporting Person: GAUT C CHRISTOPHER (Director, CEO & COB)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-30 | Common Stock | A | 1002 | $10.60 | Acquired | 696433 | Direct |
| 2016-12-06 | Common Stock | G | 10000 | — | Disposed | 686433 | Direct |
| 2016-12-31 | Common Stock | A | 711 | $14.93 | Acquired | 687144 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 308844 | Indirect |
| Common Stock | 308844 | Indirect |
Footnotes
F1: The reported securities were acquired under the Forum Energy Technologies, Inc. Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).
F2: The amount of shares beneficially owned reflects a distribution of 58,496 shares of common stock by trusts held for the benefit of the reporting person and his spouse. In addition, the number of shares beneficially owned has been reduced by one share to reflect a computational error made on the reporting person's Form 4 filed on February 23, 2015.
F3: These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.