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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2016
Dec 12, 2016
33221_dirs_2016-12-12_5094bea2-f51c-4ba9-a3f0-5f199cf42c6e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2016-12-08
Reporting Person: SIMMONS L E (10% Owner, Member of Group)
Reporting Person: SIMMONS L E & ASSOCIATES INC (10% Owner, Member of Group)
Reporting Person: SCF V LP (10% Owner, Member of Group)
Reporting Person: SCF-V, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF VI LP (10% Owner, Member of Group)
Reporting Person: SCF-VI, G.P., Limited Partnership (10% Owner, Member of Group)
Reporting Person: SCF-VII, L.P. (10% Owner, Member of Group)
Reporting Person: SCF-VII, G.P., Limited Partnership (10% Owner, Member of Group)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-12-08 | Common Stock | S | 1255155 | $21.24 | Disposed | 6918619 | Indirect |
| 2016-12-08 | Common Stock | S | 734017 | $21.24 | Disposed | 4046515 | Indirect |
| 2016-12-08 | Common Stock | S | 1181521 | $21.24 | Disposed | 6512720 | Indirect |
| 2016-12-08 | Common Stock | S | 352202 | $21.24 | Disposed | 1941403 | Indirect |
| 2016-12-08 | Common Stock | S | 202015 | $21.24 | Disposed | 1113543 | Indirect |
Footnotes
F1: LE Simmons is President and sole member of the board of directors of LE Simmons & Associates Inc, a Delaware corporation (LESA), which is the sole general partner of each of SCFV, GP, LLC (SCFVGPLLC), SCFVI, GP, Limited Partnership (SCFVIGP) and SCFVII, GP Limited Partnership (SCFVIIGP), SCF 2012A, LP and SCF 2012B, LP, each of which are Delaware limited partnerships. Additionally, SCFVGPLLC is the sole general partner of SCFV, LP (SCFV), SCFVIGP is the sole general partner of SCFVI, LP (SCFVI) and SCFVIIGP is the sole general partner of SCFVII, LP (SCFVII), Collectively, LESA, SCF 2012A, LP, SCF 2012B, LP, SCFVGP LLC, SCFVIGP, SCFVIIGP, SCFV, SCFVI and SCFVII are the Reporting Entities. Based on the reporting person's affiliation with the Reporting Entities, LE Simmons may be deemed to beneficially own all of the shares of common stock of the Issuer beneficially owned or deemed to be beneficially owned by the Reporting Entities.