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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2015
Mar 3, 2015
33221_dirs_2015-03-03_0f20d467-abf8-4f2a-bbdb-f73c447db394.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2015-03-02
Reporting Person: Schmitz John (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-02 | Common Stock | M | 13024 | $7.68 | Acquired | 32650 | Direct |
| 2015-03-02 | Common Stock | M | 6512 | $15.35 | Acquired | 39162 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-02 | Employee Stock Option (Right to Buy) | $7.68 | M | 13024 | Disposed | 2020-09-09 | Common Stock (13024.0) | Direct |
| 2015-03-02 | Employee Stock Option (Right to Buy) | $15.35 | M | 6512 | Disposed | 2021-08-17 | Common Stock (6512.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2131347 | Indirect |
Footnotes
F1: B-29 Family Holdings, LLC, a Texas limited liability company ("B-29 Family Holdings") is the beneficial owner of 2,131,347 shares of Forum Enery Technologies, Inc. common stock. Mr. Schmitz maintains a 90.69% memberhsip interest in B-29 Family Holdings. As such, Mr. Schmitz may be deemed to have dispositive power over the common stock owned by B-29 Family Holdings. Mr. Schmitz disclaims beneficial ownership of such common stock, except to the extent of his pecuniary interest therein.
F2: These options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan (the "Plan"), became exercisable in accordance with the following schedule: 1/4 of the options became exercisable on each of the first, second, third and fourth anniversaries of the date of grant (9/9/2010).
F3: These options, granted under the Plan, became exercisable in accordance with the following schedule: 1/4 of the options became exercisable on each of the first, second, third and fourth anniversaries of the date of grant (8/17/2011).