AI assistant
FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2015
Jul 28, 2015
33221_dirs_2015-07-28_ed8b2554-eff7-4f02-8ac7-9b2c57f39c9a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2015-07-28
Reporting Person: GAUT C CHRISTOPHER (Director, President, CEO & COB)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-07-28 | Common Stock | M | 95000 | $7.68 | Acquired | 497946 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-28 | Employee Stock Option (Right to Buy) | $7.68 | M | 95000 | Disposed | 2020-08-01 | Common Stock (95000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 338092 | Indirect |
| Common Stock | 338092 | Indirect |
Footnotes
F1: Includes 596 shares of common stock that were acquired under the Forum Energy Technologies, Inc. (the "Company") Employee Stock Purchase Plan in an exempt transaction under both Rule 16b-3(d) and Rule 16b-3(c).
F2: These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: 2,002,609 of these options, granted under the Company's 2010 Stock Incentive Plan, are currently exercisable.