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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2014
Jan 17, 2014
33221_dirs_2014-01-17_c911a402-8920-4932-a144-8e477f272e48.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2014-01-16
Reporting Person: GAUT C CHRISTOPHER (Director, President, CEO & COB)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-01-16 | Common Stock | M | 100000 | $7.68 | Acquired | 391183 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-16 | Employee Stock Option (Right to Buy) | $7.68 | M | 100000 | Disposed | 2020-08-01 | Common Stock (100000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 167300 | Indirect |
| Common Stock | 167300 | Indirect |
Footnotes
F1: Includes an aggregate of 9,500 shares of common stock, which were distributed from trusts established for the benefit of the Reporting Person and the Reporting Person's spouse, and for which the Reporting Person and the Reporting Person's spouse serves as trustee, respectively.
F2: These securities are held in trust for the benefit of the reporting person. The reporting person is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F3: These securities are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is the trustee of the trust. The reporting person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
F4: 1,608,206 of these options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. The remaining 569,403 options are exercisable on the fourth anniversary of the date of grant (8/2/2010).