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FORUM ENERGY TECHNOLOGIES, INC. — Director's Dealing 2013
Jan 2, 2013
33221_dirs_2013-01-02_95d8b7d4-4352-4e50-835e-7c5208380e9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORUM ENERGY TECHNOLOGIES, INC. (FET)
CIK: 0001401257
Period of Report: 2012-12-28
Reporting Person: Baldwin David C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-28 | Common Stock | J | 6741433 | $24.75 | Disposed | 41122089 | Indirect |
| 2012-12-28 | Common Stock | J | 6741433 | $24.75 | Acquired | 41122089 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7379 | Direct |
Footnotes
F1: On December 28, 2012, (i) SCF-V, L.P., a Delaware limited partnership ("SCF-V") and SCF-VI, L.P., a Delaware limited partnership ("SCF-VI") caused the distribution of the Issuer's shares of common stock to SCF-V, G.P., Limited Partnership, a Delaware limited partnership and the general partner of SCF-V ("SCF-V GP") and SCF-VI, G.P., Limited Partnership, a Delaware limited partnership and the general partner of SCF-VI ("SCF-VI GP"), respectively, and (2) each of SCF-V GP and SCF-VI GP subsequently contributed such shares to SCF 2012A, LP, a Delaware limited partnership ("SCF 2012A") and SCF 2012B, LP, a Delaware limited partnership ("SCF 2012B"). (continued in footnote 2 below)
F2: Each of SCF 2012A and SCF 2012B is the wholly owned subsidiary of the limited partners of SCF-V GP and SCF-VI GP, respectively. Concurrent with the redemption of SCF-V GP's interest in SCF-V, a new general partner, SCF-V GP LLC ("SCF-V GP LLC"), a Delaware limited liability company, was admitted as sole general partner of SCF-V. L.E. Simmons & Associates, Inc., a Delaware corporation ("LESA") is the sole general partner of each of SCF-V GP, SCF-V GP LLC, SCF-VI GP, SCF VII, GP Limited Partnership, SCF 2012A and SCF2012B. Mr. Baldwin serves as a managing director of LESA. As such, Mr. Baldwin may be deemed to have dispositive power over the shares of common stock owned by SCF-V, SCF-VI, SCF-VII, L.P., SCF 2012A and SCF 2012B. Mr. Baldwin disclaims beneficial ownership of such shares.