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Fortune Brands Innovations, Inc. — Director's Dealing 2012
Nov 2, 2012
30877_dirs_2012-11-02_0730b350-0b56-49b0-bc7f-36a84862004e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fortune Brands Home & Security, Inc. (FBHS)
CIK: 0001519751
Period of Report: 2012-10-31
Reporting Person: WESLEY NORMAN H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-06-20 | Common Stock, Par Value $0.01 | G | 155343 | — | Disposed | 13500 | Direct |
| 2012-06-20 | Common Stock, Par Value $0.01 | G | 155343 | — | Acquired | 155343 | Indirect |
| 2012-10-31 | Common Stock, Par Value $0.01 | M | 188706 | $12.2391 | Acquired | 202206 | Direct |
| 2012-10-31 | Common Stock, Par Value $0.01 | S | 188706 | $28.1642 | Disposed | 13500 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-10-31 | Options (Right to Buy) | $12.2391 | M | 188706 | Disposed | 2013-09-29 | Common Stock (188706) | Direct |
Footnotes
F1: Shares of the issuer's common stock held by the Wesley GST Exempt Trust are for the benefit of Mr. Wesley's heirs. Mr. Wesley disclaims beneficial ownership of the shares held by the trust, and this report should not be deemed an admission that Mr. Wesley is the beneficial owner of the shares held by the trust.
F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $28.0002 to $28.61, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.