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Fortune Brands Innovations, Inc. — Director's Dealing 2012
Nov 13, 2012
30877_dirs_2012-11-13_61dbda68-fea0-4c40-ba6a-8850b316924e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fortune Brands Home & Security, Inc. (FBHS)
CIK: 0001519751
Period of Report: 2012-11-12
Reporting Person: Heppner John N (President-Storage & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-11-12 | Common Stock, Par Value $0.01 | M | 3384 | $12.2391 | Acquired | 89084 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | M | 19923 | $15.40 | Acquired | 109007 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | M | 47457 | $12.7443 | Acquired | 156464 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | M | 74553 | $9.6080 | Acquired | 231017 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | M | 49111 | $9.7622 | Acquired | 280128 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | S | 2671 | $28.005 | Disposed | 277457 | Direct |
| 2012-11-12 | Common Stock, Par Value $0.01 | S | 191757 | $27.904 | Disposed | 85700 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-11-12 | Options (Right to Buy) | $12.2391 | M | 3384 | Disposed | 2013-09-29 | Common Stock (3384) | Direct |
| 2012-11-12 | Options (Right to Buy) | $15.40 | M | 19923 | Disposed | 2014-09-28 | Common Stock (19923) | Direct |
| 2012-11-12 | Options (Right to Buy) | $12.7443 | M | 47457 | Disposed | 2015-09-29 | Common Stock (47457) | Direct |
| 2012-11-12 | Options (Right to Buy) | $9.6080 | M | 74553 | Disposed | 2016-09-30 | Common Stock (74553) | Direct |
| 2012-11-12 | Options (Right to Buy) | $9.7622 | M | 49111 | Disposed | 2017-02-22 | Common Stock (49111) | Direct |
Footnotes
F1: Includes a total of 85,700 restricted stock units that have not yet vested.
F2: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $28.00 to $28.03, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.
F3: The price reported is the weighted average price. The shares were sold in multiple transactions at prices ranging from $27.90 to $27.97, inclusive. The reporting person undertakes to provide to the SEC, the issuer and any security holder full information regarding the number of shares and the prices at which the shares were sold.