Major Shareholding Notification • Feb 11, 2016
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Download Source FileSC 13G/A 1 doc1.htm NONE Schedule 13G
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 05 )*
FORTUNA SILVER MINES INC
(Name of Issuer)
Common stock
(Title of Class of Securities)
349915108
(CUSIP Number)
December 31, 2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
x Rule 13d-1(b)
o Rule 13d-1(c)
o Rule 13d-1(d)
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. 349915108
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |
|---|---|---|
| Sentry Investments Corp. | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE | |
| INSTRUCTIONS) | ||
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Province of Ontario, Canada | ||
| NUMBER OF SHARES | ||
| BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER |
| 1,382,700 | ||
| 6 | SHARED VOTING POWER | |
| n/a | ||
| 7 | SOLE DISPOSITIVE POWER | |
| 1,382,700 | ||
| 8 | SHARED DISPOSITIVE POWER | |
| n/a | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING | |
| PERSON | ||
| 1,382,700 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES | |
| CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 1.07% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO | ||
| FOOTNOTES |
CUSIP No. 349915108
| 1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |
|---|---|---|
| Sentry Investments Inc. | ||
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE | |
| INSTRUCTIONS) | ||
| (a) o | ||
| (b) o | ||
| 3 | SEC USE ONLY | |
| 4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| Province of Ontario, Canada | ||
| NUMBER OF SHARES | ||
| BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER |
| 1,382,700 | ||
| 6 | SHARED VOTING POWER | |
| n/a | ||
| 7 | SOLE DISPOSITIVE POWER | |
| 1,382,700 | ||
| 8 | SHARED DISPOSITIVE POWER | |
| n/a | ||
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING | |
| PERSON | ||
| 1,382,700 | ||
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES | |
| CERTAIN SHARES (SEE INSTRUCTIONS) | ||
| o | ||
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| 1.07% | ||
| 12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| CO | ||
| FOOTNOTES |
Item 1.
(a) Name of Issuer
FORTUNA SILVER MINES INC
(b) Address of Issuer’s Principal Executive Offices
Suite 650 - 200 Burrard Street Vancouver, British Columbia V6C 3L6 Canada
Item 2.
(a) Name of Person Filing
i) Sentry Investments Corp. ii) Sentry Investments Inc.
(b) Address of Principal Business Office or, if none, Residence
199 Bay Street, Suite 2700 Commerce Court West, PO Box 108 Toronto, Ontario M5L 1E2 Canada
(c) Citizenship
i) Province of Ontario, Canada ii) Province of Ontario, Canada
(d) Title of Class of Securities
Common stock
(e) CUSIP Number
349915108
ITEM 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a) o Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) o Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) o Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) o Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8).
(e) o An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f) o An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) o A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h) o A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) o A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) x A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J).
(k) o A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution: Investment fund manager and portfolio manager
ITEM 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a) Amount beneficially owned: 1,382,700
(b) Percent of class: 1.07%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 1,382,700
(ii) Shared power to vote or to direct the vote: 0
(iii) Sole power to dispose or to direct the disposition of: 1,382,700
(iv) Shared power to dispose or to direct the disposition of: 0
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following x .
1.07% currently held.
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person.
n/a
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
n/a
ITEM 8. Identification and Classification of Members of the Group
n/a
ITEM 9. Notice of Dissolution of Group
n/a
| Item
10. |
| --- |
| By signing below I certify that, to the best of my knowledge and belief, the
foreign regulatory scheme applicable to
investment fund managers and portfolio managers
is substantially comparable to the regulatory scheme
applicable to the functionally equivalent U.S. institution(s). I also undertake
to furnish to the Commission staff, upon request, information that would
otherwise be disclosed in a Schedule 13D. |
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| /s/
Sean Driscoll |
| --- |
| Name: Sean Driscoll |
| Title:
Chief Executive Officer |
| /s/
Sean Driscoll |
| --- |
| Name: Sean Driscoll |
| Title:
Chief Executive Officer |
Footnotes: Item 4(a) Amount beneficially owned: 1,382,700 shares of common stock beneficially owned by Sentry Investments Inc. Sentry Investments Inc. is the wholly-owned subsidiary of Sentry Investments Corp. Item 10 Certification: By signing above I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Exhibit A Agreement of Joint Filing Fortuna Silver Mines Inc. Common Stock In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the above signed hereby confirm the agreement by and among them to the joint filing on behalf of each of them of a Statement on Schedule 13G, and any and all amendments thereto, with respect to the above referenced securities and that this Agreement be included as an Exhibit to such filing.
Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001)
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