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FORTUNA METALS LTD — Major Shareholding Notification 2021
Aug 18, 2021
64952_rns_2021-08-18_ada5fc02-37b9-4f4d-bc8b-07282147b6c7.pdf
Major Shareholding Notification
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Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme FRONTIER RESOURCES LIMITED ACN/ARSN ACN 095 684 389
1. Details of substantial holder (1)
Name Credit Suisse Holdings (Australia) Limited (on behalf of Credit Suisse Group AG and its affiliates) ACN/ARSN (if applicable) 008 496 713
The holder became a substantial holder on 17-Aug-2021
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class ofsecurities (4) | Numberofsecurities | Persons' votes (5) | Voting power(6) |
|---|---|---|---|
| Common Stock | 31,172,681 | 31,172,681 | 5.29% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holderof relevantinterest | Nature of relevantinterest (7) | Class andnumberofsecurities |
|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Voting rights and right to dispose | 31,172,681 Common Stock |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities |
Person entitled to be registered asholder(8) |
Class and number of securities |
|---|---|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
CS Fourth Nominees Pty Limited (ACN 069 126 432) |
Credit Suisse Equities (Australia) Limited |
31,172,681 Common Stock |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the 4 months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|
|---|---|---|---|---|
| Cash | Non-cash | |||
| Credit Suisse Equities (Australia) Limited |
19-Apr-21 | 300.92 AUD | -15,838 Common Stock |
1
| Credit Suisse Equities (Australia) Limited |
19-Apr-21 | 88,850.0 AUD | 4,450,000 Common Stock |
|
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
19-Apr-21 | 160.12 AUD | 8,006 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Apr-21 | 2,427.99 AUD | -127,789 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Apr-21 | 5,544.16 AUD | 284,316 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-Apr-21 | 38,922.32 AUD | 1,980,122 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
21-Apr-21 | 1,418.69 AUD | 74,668 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Apr-21 | 553.98 AUD | 29,157 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
22-Apr-21 | 1,327.68 AUD | 69,878 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Apr-21 | 1,418.69 AUD | -74,668 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Apr-21 | 1,900.0 AUD | 100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Apr-21 | 5,293.74 AUD | 278,618 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Apr-21 | 2,870.32 AUD | -159,462 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Apr-21 | 17,120.0 AUD | 990,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Apr-21 | 97.92 AUD | 6,120 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Apr-21 | 1,600.0 AUD | 100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Apr-21 | 27,000.0 AUD | -1,500,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
29-Apr-21 | 2,416.69 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Apr-21 | 1,800.0 AUD | 100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Apr-21 | 9,000.0 AUD | -500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Apr-21 | 295.29 AUD | -16,405 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Apr-21 | 1,600.0 AUD | -100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Apr-21 | 3,927.21 AUD | -235,418 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Apr-21 | 78,250.0 AUD | -4,800,000 Common Stock |
2
| Credit Suisse Equities (Australia) Limited |
30-Apr-21 | 67.49 AUD | 4,218 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
4-May-21 | 9,000.89 AUD | -544,170 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-May-21 | 4,000.0 AUD | -250,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-May-21 | 1,125.77 AUD | -66,222 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-May-21 | 4,800.0 AUD | 300,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-May-21 | 8,000.0 AUD | -500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-May-21 | 14,400.0 AUD | -900,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-May-21 | 636.13 AUD | -39,758 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-May-21 | 7,495.0 AUD | 385,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-May-21 | 7,139.25 AUD | 362,924 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-May-21 | 10,845.0 AUD | 565,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-May-21 | 8,960.0 AUD | 640,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-May-21 | 7,799.41 AUD | 550,364 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-May-21 | 11,293.28 AUD | -705,830 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-May-21 | 10,165.0 AUD | -545,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-May-21 | 5,082.17 AUD | -300,420 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
18-May-21 | 29,760.0 AUD | -1,565,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
18-May-21 | 8,260.16 AUD | 550,677 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-May-21 | 520.0 AUD | -40,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
19-May-21 | 7,200.0 AUD | 500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-May-21 | 5,100.0 AUD | -340,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
20-May-21 | 11,910.0 AUD | 824,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-May-21 | 4,500.0 AUD | -300,000 Common Stock |
3
| Credit Suisse Equities (Australia) Limited |
21-May-21 | 3,476.25 AUD | 231,750 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
21-May-21 | 6,695.58 AUD | -455,668 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
21-May-21 | 1,365.0 AUD | 91,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
24-May-21 | 4,520.0 AUD | -300,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
24-May-21 | 7,223.08 AUD | 515,934 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-May-21 | 14,320.0 AUD | 960,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-May-21 | 12,512.79 AUD | 834,186 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-May-21 | .02 AUD | 1 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-May-21 | 2,274.53 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
31-May-21 | 22,329.99 AUD | 1,016,136 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
31-May-21 | 53,075.41 AUD | 2,570,671 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
31-May-21 | 3,460.33 AUD | 214,756 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
31-May-21 | 6,000.0 AUD | -400,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Jun-21 | 3,200.0 AUD | 200,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Jun-21 | 2,558.84 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
1-Jun-21 | 25,600.0 AUD | 1,600,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
2-Jun-21 | 26,079.08 AUD | -1,278,636 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
2-Jun-21 | 8,000.0 AUD | 500,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Jun-21 | 11,610.79 AUD | -596,050 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Jun-21 | 126,827.24 AUD | -6,047,219 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
3-Jun-21 | 4,320.0 AUD | -240,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Jun-21 | 64.21 AUD | -3,777 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Jun-21 | 656.25 AUD | -37,500 Common Stock |
4
| Credit Suisse Equities (Australia) Limited |
4-Jun-21 | 13,102.93 AUD | -794,117 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
4-Jun-21 | 5,200.0 AUD | 300,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
7-Jun-21 | 8,678.51 AUD | -525,970 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jun-21 | 706.55 AUD | -39,253 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jun-21 | 4,566.82 AUD | -282,301 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jun-21 | 13,596.48 AUD | -779,913 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Jun-21 | 3,750.0 AUD | 250,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
25-Jun-21 | 1,990.21 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Jun-21 | 3,047.79 AUD | -217,699 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Jun-21 | 3,255.89 AUD | 250,453 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
29-Jun-21 | 1,848.05 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
30-Jun-21 | 1,440.50 AUD | -110,808 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Jul-21 | 451.70 AUD | -32,264 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Jul-21 | 1,990.21 AUD | 142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Jul-21 | 41,300.0 AUD | 2,950,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
7-Jul-21 | 15,776.57 AUD | -1,078,438 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
8-Jul-21 | 2,015.50 AUD | -139,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
8-Jul-21 | 1,350.0 AUD | 100,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Jul-21 | 15,827.71 AUD | -1,130,551 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
13-Jul-21 | 14,281.88 AUD | -966,544 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
14-Jul-21 | 984.57 AUD | -65,638 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Jul-21 | 3,736.41 AUD | -249,094 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
23-Jul-21 | 500.0 AUD | 29,412 Common Stock |
5
| Credit Suisse Equities (Australia) Limited |
23-Jul-21 | 1,777.02 AUD | 111,064 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
23-Jul-21 | 3,006.43 AUD | 185,211 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
26-Jul-21 | 1,225.31 AUD | 76,582 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
27-Jul-21 | 2,346.31 AUD | -138,018 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Jul-21 | 1,146.24 AUD | -71,640 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
28-Jul-21 | 38,400.0 AUD | 2,400,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
29-Jul-21 | 20,350.0 AUD | 1,250,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
2-Aug-21 | 1,324.30 AUD | -79,729 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
2-Aug-21 | 2,274.53 AUD | -142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Aug-21 | 35,690.0 AUD | 1,835,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
3-Aug-21 | 6,071.66 AUD | 319,561 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
3-Aug-21 | 2,850.0 AUD | 152,500 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Aug-21 | 7,676.53 AUD | 426,474 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
4-Aug-21 | 63.0 AUD | 3,500 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 109,083.12 AUD | -5,443,906 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 1,238.24 AUD | -61,912 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 6,920.90 AUD | -349,875 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 10,949.20 AUD | 533,244 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 31,500.0 AUD | 1,500,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
5-Aug-21 | 23,751.73 AUD | 1,184,086 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
6-Aug-21 | 1,809.09 AUD | -100,505 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-Aug-21 | 63.0 AUD | -3,500 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
6-Aug-21 | 10,485.38 AUD | 547,125 Common Stock |
6
| Credit Suisse Equities (Australia) Limited |
6-Aug-21 | 5,674.54 AUD | 291,178 Common Stock | |
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
6-Aug-21 | 4,000.0 AUD | 200,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 24,000.0 AUD | -1,200,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 6,925.93 AUD | -335,118 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 13,911.22 AUD | -662,439 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 112,208.21 AUD | 5,310,161 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 22,000.0 AUD | 1,000,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
9-Aug-21 | 1,050.0 AUD | 50,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Aug-21 | 2,701.0 AUD | -142,158 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Aug-21 | 15,618.50 AUD | -786,175 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Aug-21 | 23,237.92 AUD | 937,507 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Aug-21 | 12,233.16 AUD | 523,181 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
10-Aug-21 | 140,798.31 AUD | 5,833,168 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 12,363.22 AUD | -566,510 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 29,153.88 AUD | -1,378,337 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 5,525.0 AUD | -250,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 506.0 AUD | 23,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 29,562.02 AUD | 1,316,001 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
11-Aug-21 | 11,380.59 AUD | 500,989 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 14,800.0 AUD | -600,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 227,389.37 AUD | -9,255,606 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 21,952.82 AUD | -918,637 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 2,247.25 AUD | 91,490 Common Stock |
7
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 149,455.0 AUD | 6,210,502 Common Stock |
|
|---|---|---|---|---|
| Credit Suisse Equities (Australia) Limited |
12-Aug-21 | 10,285.0 AUD | 421,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-21 | 42,047.21 AUD | -1,866,835 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
13-Aug-21 | 2,683.0 AUD | -123,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-21 | 15,020.0 AUD | 570,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
13-Aug-21 | 207,310.97 AUD | 8,063,502 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
13-Aug-21 | 931.15 AUD | 37,246 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 829.50 AUD | -33,180 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 750.0 AUD | -30,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 78,785.88 AUD | -3,167,449 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 137,387.24 AUD | 5,258,000 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 1,344.10 AUD | 51,696 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
16-Aug-21 | 13,820.0 AUD | 520,000 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 101.65 AUD | -4,066 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 90,353.55 AUD | -3,512,785 Common Stock |
|
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 1,408.71 AUD | -54,181 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 9,671.08 AUD | 424,762 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 4,899.99 AUD | 222,727 Common Stock | |
| Credit Suisse Equities (Australia) Limited |
17-Aug-21 | 333,879.81 AUD | 13,874,949 Common Stock |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name andACN/ARSN(ifapplicable) |
Nature ofassociation |
|---|---|
| Credit Suisse Equities (Australia) Limited (ACN 068 232 708) |
Related Body Corporate |
7. Addresses
8
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Credit Suisse Holdings (Australia) Limited (ACN008496713) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Equities (Australia) Limited (ACN068232 708) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
| Credit Suisse Fourth Nominees Pty Limited (ACN069126432) |
Level 31, Gateway, 1 Macquarie Place, Sydney NSW 2000, Australia |
Signature
| print name sign here |
Winston Loke capacity Authorised Signatory |
|---|---|
| date 19-Aug-2021 |
==> picture [59 x 25] intentionally omitted <==
9
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