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Fortress Biotech, Inc. — Director's Dealing 2019
Jul 19, 2019
34085_dirs_2019-07-19_4a11227d-d85f-4873-a85d-f39568acd0ab.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Fortress Biotech, Inc. (FBIO)
CIK: 0001429260
Period of Report: 2019-07-18
Reporting Person: ROSENWALD LINDSAY A MD (Director, PRESIDENT, CEO & CHAIRMAN, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-18 | COMMON STOCK, PAR VALUE $0.001 | A | 396825 | $1.26 | Acquired | 8569722 | Direct |
Footnotes
F1: Shares acquired as a result of prepayment of debt owed to Dr. Rosenwald that was held in the name of Opus Point Healthcare Innovations Fund, LP ("Opus"), an investment fund co-owned by Dr. Rosenwald, in the form of the Company's common stock (measured at the closing price on July 18, 2019), under that certain Amended & Restated Credit Facility Agreement, dated as of March 12, 2018, by and between the Company and Opus.
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