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FORTIFAI LTD — Major Shareholding Notification 2021
Aug 1, 2021
64950_rns_2021-08-01_246117a6-803d-42ef-8926-d448812fd7b2.pdf
Major Shareholding Notification
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Form 604
Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Mighty Kingdom Ltd (MKL) ACN/ARSN 627 145 260 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821
There was a change in the interests of the substantial holder on 29/07/2021 The previous notice was given to the company on 22/04/2021 The previous notice was dated 21/04/2021
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| follows: | |||||
|---|---|---|---|---|---|
| Previous notice | Current notice | ||||
| Class of securities (4) | |||||
| Person's votes | Voting power (5) | Person's votes | Voting power (5) | ||
| ORDINARY | 17,083,333 | 11.26% | 14,916,298 | 9.83% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevantinterest | Date of acquisition | Consideration (9) | Class and number of | Class and number of | securities | securities | |
|---|---|---|---|---|---|---|---|
| See Annexure 1 | |||||||
| 4. Present relevant interests | |||||||
| Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: | |||||||
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered asholder (8) | Nature ofrelevantinterest (6) | Class andnumber ofsecurities | Person'svotes | ||
| UBS AG, AUSTRALIABRANCH | UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OFSHARES | 3,000,000ORDINARY | 3,000,000 | ||
| CREDIT SUISSE AG | CS THIRD NOMINEES PTYLIMITED | CREDIT SUISSE AG | HOLDER OFSHARES | 11,916,298ORDINARY | 11,916,298 |
| 5. Changes in associatiThe persons who have becwith, the substantial holder | 5. Changes in associatiThe persons who have becwith, the substantial holder | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell13520.0052000Ordinary52000Buy81585.00350000Ordinary350000Buy35865.00150000Ordinary150000Sell540000.003000000Ordinary3000000Buy540000.003000000Ordinary3000000Sell82209.60475200Ordinary475200Sell55420.00326000Ordinary326000Sell16541.0097300Ordinary97300Sell67167.36374400Ordinary374400Sell27078.30150435Ordinary150435Sell23660.00135200Ordinary135200Sell33390.00185500Ordinary185500Sell26250.00150000Ordinary150000Sell8892.0046800Ordinary46800Sell104501.00674200Ordinary674200#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0#REF!0.000Ordinary0ome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows:CompanySecretaryARSN (if applicable)PPLICABLENature of associationameIP KINGAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHogal Funds Managementgal Funds Managementgal Funds Managementse relevant interest changedgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Managementgal Funds Management2/08/2021gal Funds Managementgal Funds Management |
|---|---|---|---|---|---|---|---|---|
| Name and ACN/ | ARSN (if applicable) | Nature of association | ||||||
| NOT A | PPLICABLE | |||||||
| 6. AddressesThe addresses of persons | ||||||||
| N | ame | Address | ||||||
| PHIL | IP KING | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000 | ||||||
| SignatureAnnexure 1Changes in relevant int | ||||||||
| Date | Person who | se relevant interest changed | Nature ofChange | Considerationgiven inrelation tochange | Number ofsecuritiesaffected | Class ofsecurities | Personsvotesaffected | |
| 27/04/2021 | Re | gal Funds Management | Sell | 13520.00 | 52000 | Ordinary | 52000 | |
| 6/05/2021 | Re | gal Funds Management | Buy | 81585.00 | 350000 | Ordinary | 350000 | |
| 7/05/2021 | Re | gal Funds Management | Buy | 35865.00 | 150000 | Ordinary | 150000 | |
| 9/06/2021 | Re | gal Funds Management | Sell | 540000.00 | 3000000 | Ordinary | 3000000 | |
| 9/06/2021 | Re | gal Funds Management | Buy | 540000.00 | 3000000 | Ordinary | 3000000 | |
| 25/06/2021 | Re | gal Funds Management | Sell | 82209.60 | 475200 | Ordinary | 475200 | |
| 28/06/2021 | Re | gal Funds Management | Sell | 55420.00 | 326000 | Ordinary | 326000 | |
| 29/06/2021 | Re | gal Funds Management | Sell | 16541.00 | 97300 | Ordinary | 97300 | |
| 30/06/2021 | Re | gal Funds Management | Sell | 67167.36 | 374400 | Ordinary | 374400 | |
| 2/07/2021 | Re | gal Funds Management | Sell | 27078.30 | 150435 | Ordinary | 150435 | |
| 7/07/2021 | Re | gal Funds Management | Sell | 23660.00 | 135200 | Ordinary | 135200 | |
| 8/07/2021 | Re | gal Funds Management | Sell | 33390.00 | 185500 | Ordinary | 185500 | |
| 9/07/2021 | Re | gal Funds Management | Sell | 26250.00 | 150000 | Ordinary | 150000 | |
| 13/07/2021 | Re | gal Funds Management | Sell | 8892.00 | 46800 | Ordinary | 46800 | |
| 29/07/2021 | Re | gal Funds Management | Sell | 104501.00 | 674200 | Ordinary | 674200 | |
| #REF!#REF!#REF!#REF!#REF!#REF!ReReReReReRe |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY PHILIP KING NSW 2000
6. Addresses
The addresses of persons named in this form are as follows:
Signature
Annexure 1
Changes in relevant interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| 27/04/2021 | Regal Funds Management | Sell | 13520.00 | 52000 | Ordinary | 52000 |
| 6/05/2021 | Regal Funds Management | Buy | 81585.00 | 350000 | Ordinary | 350000 |
| 7/05/2021 | Regal Funds Management | Buy | 35865.00 | 150000 | Ordinary | 150000 |
| 9/06/2021 | Regal Funds Management | Sell | 540000.00 | 3000000 | Ordinary | 3000000 |
| 9/06/2021 | Regal Funds Management | Buy | 540000.00 | 3000000 | Ordinary | 3000000 |
| 25/06/2021 | Regal Funds Management | Sell | 82209.60 | 475200 | Ordinary | 475200 |
| 28/06/2021 | Regal Funds Management | Sell | 55420.00 | 326000 | Ordinary | 326000 |
| 29/06/2021 | Regal Funds Management | Sell | 16541.00 | 97300 | Ordinary | 97300 |
| 30/06/2021 | Regal Funds Management | Sell | 67167.36 | 374400 | Ordinary | 374400 |
| 2/07/2021 | Regal Funds Management | Sell | 27078.30 | 150435 | Ordinary | 150435 |
| 7/07/2021 | Regal Funds Management | Sell | 23660.00 | 135200 | Ordinary | 135200 |
| 8/07/2021 | Regal Funds Management | Sell | 33390.00 | 185500 | Ordinary | 185500 |
| 9/07/2021 | Regal Funds Management | Sell | 26250.00 | 150000 | Ordinary | 150000 |
| 13/07/2021 | Regal Funds Management | Sell | 8892.00 | 46800 | Ordinary | 46800 |
| 29/07/2021 | Regal Funds Management | Sell | 104501.00 | 674200 | Ordinary | 674200 |
Regal Funds Management