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FORTIFAI LTD Major Shareholding Notification 2021

Oct 4, 2021

64950_rns_2021-10-04_56ab0f7c-b46b-44a6-9bf3-5272166db3c8.pdf

Major Shareholding Notification

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Form 604

Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme Mighty Kingdom Ltd (MKL) ACN/ARSN 627 145 260

1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd (RFM)

ACN/ARSN (if applicable) 107 576 821

There was a change in the interests of the substantial holder on 30/09/2021 The previous notice was given to the company on 2/08/2021 The previous notice was dated 29/07/2021

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

follows:
Class of securities (4) Previous notice Current notice
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 14,916,298 9.83% 11,511,138 7.59%

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Holder of relevant
interest
Date of acquisition Consideration (9) Class and number of securities
See Annexure 1

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant
interest (6)
Class and
number of
securities
Person's
votes
UBS AG, AUSTRALIA
BRANCH
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH HOLDER OF
SHARES
3,000,000
ORDINARY
3,000,000
CREDIT SUISSE AG CS THIRD NOMINEES PTY
LIMITED
CREDIT SUISSE AG HOLDER OF
SHARES
8,511,138
ORDINARY
8,511,138

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

6. Addresses

The addresses of persons named in this form are as follows:

Signature

print name Kenny Ho capacity Company Secretary sign here date 5/10/2021

Annexure 1

Changes in relevant interests

Date Person whose relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
30/07/2021 Regal Funds Management Sell 36487.80 233000 Ordinary 233000
30/07/2021 Regal Funds Management Sell 13208.76 84455 Ordinary 84455
2/08/2021 Regal Funds Management Sell 98125.56 626600 Ordinary 626600
3/08/2021 Regal Funds Management Sell 30015.00 207000 Ordinary 207000
21/09/2021 Regal Funds Management Sell 7873.80 47720 Ordinary 47720
23/09/2021 Regal Funds Management Sell 15300.00 85000 Ordinary 85000
24/09/2021 Regal Funds Management Sell 21242.38 121385 Ordinary 121385
30/09/2021 Regal Funds Management Sell 310000.00 2000000 Ordinary 2000000