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FORTIFAI LTD — Major Shareholding Notification 2021
Dec 29, 2021
64950_rns_2021-12-29_e56c793e-08a4-4ac2-b4c9-9d69fffa8008.pdf
Major Shareholding Notification
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Corporations Act 2001
Form 604
Section 671B
Notice of change of interests of substantial holder
To Company Name/Scheme Mighty Kingdom Ltd (MKL) ACN/ARSN 627 145 260 1. Details of substantial holder (1) Name Regal Funds Management Pty Ltd (RFM) ACN/ARSN (if applicable) 107 576 821
| The previous notice was given to the company on The previous notice was dated There was a change in the interests of the substantial holder on |
23/12/2021 5/10/2021 30/09/2021 |
|---|---|
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
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Previous notice Current notice
Class of securities (4)
Person's votes Voting power (5) Person's votes Voting power (5)
ORDINARY 11,511,138 7.59% 10,499,999 6.02%
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*The % substantial is based on the shares on issue of 174,434,866 as disclosed by the Company on 22-12-2021.
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 1 |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| UBS AG, AUSTRALIA BRANCH |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | HOLDER OF SHARES |
3,000,000 ORDINARY |
3,000,000 |
| CREDIT SUISSE AG | CS THIRD NOMINEES PTY LIMITED |
CREDIT SUISSE AG | HOLDER OF SHARES |
7,499,999 ORDINARY |
7,499,999 |
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9)
with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association
NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
Name Address
LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY
Kenny Ho
NSW 2000
Signature
print name Kenny Ho capacity Company Secretary
sign here date 29/12/2021
Annexure 1
Changes in relevant interests
Consideration
given in Number of Persons
Nature of relation to securities Class of votes
Date Person whose relevant interest changed Change change affected securities affected
5/10/2021 Regal Funds Management Sell 42625.00 275000 Ordinary 275000
21/10/2021 Regal Funds Management Sell 18225.76 130184 Ordinary 130184
25/10/2021 Regal Funds Management Sell 20803.50 154100 Ordinary 154100
28/10/2021 Regal Funds Management Sell 17115.00 122250 Ordinary 122250
2/11/2021 Regal Funds Management Sell 22673.79 167954 Ordinary 167954
11/11/2021 Regal Funds Management Sell 17582.27 121257 Ordinary 121257
15/12/2021 Regal Funds Management Sell 5857.13 40394 Ordinary 40394
23/12/2021 Regal Funds Management Dilution due to the issue of 22,752,373 shares on 23rd of December.
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
0/01/1900 Regal Funds Management Sell 0.00 0 Ordinary 0
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