Forge Global Holdings, Inc. — Director's Dealing 2022

Mar 30, 2022

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Forge Global Holdings, Inc. (FRGE)
CIK: 0001827821
Period of Report: 2022-03-21

Reporting Person: McLaughlin Steven J. (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.0001 par value per share	5859595	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$5.434	2031-07-30	Common Stock, $0.0001 par value per share (62458)		Direct
Warrants	$3.98	2025-06-25	Common Stock, $0.0001 par value per share (18862)		Indirect

Footnotes

F1: Includes 5,859,595 shares of Common Stock held by FTP Equidate LLC. Mr. McLaughlin owns 99.25% of FTP Equidate LLC through the Steven J. McLaughlin Revocable Trust, of which he is the sole trustee. Mr. McLaughlin disclaims beneficial ownership of all securities held by FTP Equidate except to the extent of his pecuniary interest therein.

F2: Includes warrants held by FTP Credit Holdings LLC. Mr. McLaughlin is the beneficial owner of FTP Credit Holdings LLC.