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Forestar Group Inc. — Director's Dealing 2011
Jan 14, 2011
32005_dirs_2011-01-14_1ff97245-3afc-4cbd-92d6-7552bca878a2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Forestar Group Inc. (FOR)
CIK: 0001406587
Period of Report: 2011-01-12
Reporting Person: Grimm David M (Chief Administrative Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-01-12 | Common Stock | J | 525 | $19.17 | Disposed | 0 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 45698 | Direct |
| Common Stock | 1000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.26 | 2012-02-01 | Common Stock (666) | 666 | Direct |
| Option (right to buy) | $9.83 | 2013-08-01 | Common Stock (533) | 533 | Direct |
| Option (right to buy) | $15.02 | 2014-02-06 | Common Stock (400) | 400 | Direct |
| Option (right to buy) | $20.26 | 2015-02-04 | Common Stock (533) | 533 | Direct |
| Option (right to buy) | $27.06 | 2016-02-03 | Common Stock (1708) | 1708 | Direct |
| Option (right to buy) | $30.56 | 2017-02-02 | Common Stock (1708) | 1708 | Direct |
| Option (right to buy) | $28.85 | 2018-02-12 | Common Stock (22300) | 22300 | Direct |
| Option (right to buy) | $9.29 | 2019-02-10 | Common Stock (17703) | 17703 | Direct |
| Option (right to buy) | $17.80 | 2020-02-09 | Common Stock (10757) | 10757 | Direct |
| Stock Appreciation Right | $9.29 | 2019-02-10 | Common Stock (39404) | 39404 | Direct |
| Stock Appreciation Right | $17.80 | 2020-02-09 | Common Stock (12628) | 12628 | Direct |
| Restricted Share Units | $ | Common Stock (12110) | 12110 | Direct | |
| Restricted Share Units | $ | Common Stock (6371) | 6371 | Direct |
Footnotes
F1: In accordance with the Rights Agreement adopted by the Company on December 11, 2007, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock.
F2: As reported by the plan administrator on January 12, 2011, between January 1, 2011 and January 12, 2011 the 401(k) plan administrator completed a mandatory divestiture of all stock in the company stock fund upon direction of the plan trustees in accordance with policy adopted in 2007 for all plan participants.
F3: Reporting Person acquired shares through acquisitions under 401(k) plan. By trustee of the Temple-Inland Salaried Savings Plan according to the latest report of the Plan Administrator. (Note: Trustee uses unit accounting; therefore, share equivalents may fluctuate slightly from month to month.)
F4: Options Vesting Schedule - Exercise price is $13.26: Options Exercisable 02/01/2006 - 666.
F5: Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007.
F6: Options Vesting Schedule - Exercise price is $9.83: Options Exercisable 08/01/2007 - 533.
F7: Options Vesting Schedule - Exercise price of $15.02: Options Exercisable 02/06/2007 - 266; Options Exercisable 02/06/2008 - 134.
F8: Options Vesting Schedule - Exercise price of $20.26: Options Exercisable 02/04/2007 - 266; Options Exercisable 02/04/2008 - 133; Options Exercisable 02/04/2009 - 134.
F9: Options Vesting Schedule - Exercise price of $27.06: Options Exercisable 02/03/2007 - 427; Options Exercisable 02/03/2008 - 427; Options Exercisable 02/03/2009 - 427; and Options Exercisable 02/03/2010 - 427.
F10: Options Vesting Schedule - Exercise price of $30.56: Options Exercisable 02/02/2008 - 427; Options Exercisable 02/02/2009 - 427; Options Exercisable 02/02/2010 - 427; and Options Exercisable 02/02/2011 - 427.
F11: Options Vesting Schedule for Options Granted 02/12/2008 - Exercise price is $28.85: Options Exercisable 02/12/2009 - 5,575; Options Exercisable 02/12/2010 - 5,575; Options Exercisable 02/12/2011 - 5,575; Options Exercisable 02/12/2012 - 5,575.
F12: Vesting schedule for Options granted 02/10/2009 - Exercise price is $9.29: Options Exercisable 02/10/2010 - 4425; Options Exercisable 02/10/2011 - 4426; Options Exercisable 02/10/2012 - 4426; and Options Exercisable 02/10/2013 - 4426.
F13: Vesting schedule for Options granted 02/9/2010 - Exercise price is $17.80: Options Exercisable 02/9/2011 - 2,689; Options Exercisable 02/9/2012 - 2,689; Options Exercisable 02/9/2013 - 2,689; and Options Exercisable 02/9/2014 - 2,690.
F14: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/10/2009 - Exercise price is $9.29: SARs Exercisable 02/10/2010 - 9,851; SARs Exercisable 02/10/2011 - 9,851; SARs Exercisable 02/10/2012 - 9,851; and SARs Exercisable 02/10/2013 - 9,851.
F15: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/9/2010 - Exercise price is $17.80: SARs Exercisable 02/9/2011 - 3,157; SARs Exercisable 02/9/2012 - 3,157; SARs Exercisable 02/9/2013 - 3,157; and SARs Exercisable 02/9/2014 - 3,157. SARs will be settled for cash.
F16: Restricted share units granted on 2/10/2009 will vest effective 2/10/2012. Restricted share units will be settled for cash based on the fair market value on the vesting date subject to a 1% ROA performance criteria.
F17: Restricted share units granted on 2/9/2010 will vest effective 2/9/2013. Restricted share units will be settled for cash based on the fair market value on vesting date subject to a 1% ROA performance criteria.