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Forestar Group Inc. — Director's Dealing 2010
Feb 11, 2010
32005_dirs_2010-02-11_16da499c-233c-46fd-8e20-976df9220546.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Forestar Group Inc. (FOR)
CIK: 0001406587
Period of Report: 2010-02-09
Reporting Person: Etheredge Charles T JR (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-02-09 | Common Stock | A | 4329 | $0.00 | Acquired | 21165 | Direct |
| 2010-02-09 | Common Stock | A | 20618 | $0.00 | Acquired | 41783 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-02-09 | Option (right to buy) | $17.80 | A | 8580 | Acquired | 2020-02-09 | Common Stock (8580) | Direct |
| 2010-02-09 | Stock Appreciation Right | $17.80 | A | 10072 | Acquired | 2020-02-09 | Common Stock (10072) | Direct |
| 2010-02-09 | Restricted Share Units | $ | A | 5081 | Acquired | Common Stock (5081) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option (right to buy) | $13.26 | 2012-02-01 | Common Stock (166) | 166 | Direct |
| Option (right to buy) | $8.68 | 2013-02-07 | Common Stock (1000) | 1000 | Direct |
| Option (right to buy) | $15.02 | 2014-02-06 | Common Stock (533) | 533 | Direct |
| Option (right to buy) | $20.26 | 2015-02-04 | Common Stock (533) | 533 | Direct |
| Option (right to buy) | $27.06 | 2016-02-03 | Common Stock (1708) | 1708 | Direct |
| Option (right to buy) | $30.56 | 2017-02-02 | Common Stock (1708) | 1708 | Direct |
| Option (right to buy) | $28.85 | 2018-02-12 | Common Stock (42800) | 42800 | Direct |
| Option (right to buy) | $9.29 | 2019-02-10 | Common Stock (14162) | 14162 | Direct |
| Stock Appreciation Right | $9.29 | 2019-02-10 | Common Stock (31523) | 31523 | Direct |
| Restricted Share Units | $ | Common Stock (9688) | 9688 | Direct |
Footnotes
F1: Restricted shares granted on 2/9/2010 will vest effective 2/9/2013. Restricted shares are subject to a 1% ROA performance criteria.
F2: Restricted shares granted on 2/9/2010 will vest as follows: 6,873 effective 2/9/2011; 6,872 effective 2/9/2012; 6,873 effective 2/9/2013.
F3: In accordance with the Rights Agreement adopted by the Company on December 11, 2007, Preferred Stock Purchase Rights are deemed to be attached to the shares of Common Stock.
F4: Options Vesting Schedule - Exercise price is $13.26: Options Exercisable 02/01/2006 - 166.
F5: Shares acquired in a pro rata distribution by Temple-Inland Inc. through a spin-off on or around December 28, 2007.
F6: Options Vesting Schedule - Exercise price is $8.68: Options Exercisable 02/07/2006 - 1,000.
F7: Options Vesting Schedule - Exercise price of $15.02: Options Exercisable 02/06/2007 - 400; Options Exercisable 02/06/2008 - 133.
F8: Options Vesting Schedule - Exercise price of $20.26: Options Exercisable 02/04/2007 - 266; Options Exercisable 02/04/2008 - 133; Options Exercisable 02/04/2009 - 134.
F9: Options Vesting Schedule - Exercise price of $27.06: Options Exercisable 02/03/2007 - 427; Options Exercisable 02/03/2008 - 427; Options Exercisable 02/03/2009 - 427; and Options Exercisable 02/03/2010 - 427.
F10: Options Vesting Schedule - Exercise price of $30.56: Options Exercisable 02/02/2008 - 427; Options Exercisable 02/02/2009 - 427; Options Exercisable 02/02/2010 - 427; Options Exercisable 02/02/2011 - 427.
F11: Options Vesting Schedule for Options Granted 02/12/2008 - Exercise price is $28.85: Options Exercisable 02/12/2009 - 10,700; Options Exercisable 02/12/2010 - 10,700; Options Exercisable 02/12/2011 - 10,700; Options Exercisable 02/12/2012 - 10,700.
F12: Vesting schedule for Options granted 02/10/2009 - Exercise price is $9.29: Options Exercisable 02/10/2010 - 3,540; Options Exercisable 02/10/2011 - 3,540; Options Exercisable 02/10/2012 - 3,541; and Options Exercisable 02/10/2013 - 3,541.
F13: Vesting schedule for Options granted 02/9/2010 - Exercise price is $17.80: Options Exercisable 02/9/2011 - 2,145; Options Exercisable 02/9/2012 - 2,145; Options Exercisable 02/9/2013 - 2,145; and Options Exercisable 02/9/2014 - 2,145.
F14: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/10/2009 - Exercise price is $9.29: SARs Exercisable 02/10/2010 - 7,880; SARs Exercisable 02/10/2011 - 7,881; SARs Exercisable 02/10/2012 - 7,881; and SARs Exercisable 02/10/2013 - 7,881.
F15: Vesting schedule for Stock Appreciation Rights (SARs) granted 02/9/2010 - Exercise price is $17.80: SARs Exercisable 02/9/2011 - 2,518; SARs Exercisable 02/9/2012 - 2,518; SARs Exercisable 02/9/2013 - 2,518; and SARs Exercisable 02/9/2014 - 2,518. SARs will be settled for cash.
F16: Restricted share units granted on 2/10/2009 will vest effective 2/10/2012. Restricted share units will be settled for cash based on the fair market value on the vesting date subject to a 1% ROA performance criteria.
F17: Restricted share units granted on 2/9/2010 will vest effective 2/9/2013. Restricted share units will be settled for cash based on the fair market value on vesting date subject to a 1% ROA performance criteria.