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FORD MOTOR CO Director's Dealing 2020

Feb 12, 2020

30023_dirs_2020-02-12_d1c00845-fccb-431a-81d9-16677bef32ca.zip

Director's Dealing

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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2019-12-31

Reporting Person: FORD EDSEL B II (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-02 Common Stock, $0.01 par value G 176962 $0.00 Acquired 756173 Indirect
2019-12-18 Class B Stock, $0.01 par value G 31680 $0.00 Disposed 1027500 Indirect
2019-12-17 Class B Stock, $0.01 par value G 3205 $0.00 Disposed 924182 Indirect
2019-12-18 Class B Stock, $0.01 par value G 9504 $0.00 Acquired 933686 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Class B Stock, $0.01 par value 3258835 Indirect
Class B Stock, $0.01 par value 32508 Indirect
Common Stock, $0.01 par value 158066 Direct
Common Stock, $0.01 par value 331884 Indirect
Common Stock, $0.01 par value 24321 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Ford Stock Units $ Common Stock, $0.01 par value (171082) 171082 Direct

Footnotes

F1: I am a trustee of these trusts that benefit my family.

F2: I am one of four trustees of the voting trust. As shown, it holds 1,027,500 shares of Class B stock for my benefit. I disclaim beneficial ownership of any other shares of Class B stock in said voting trust, unless otherwise provided herein.

F3: I am one of four trustees of the voting trust. As shown, it holds 933,686 shares of Class B stock for the benefit of my children. I disclaim beneficial ownership of these shares.

F4: I am one of four trustees of the voting trust. As shown, it holds 3,258,835 shares of Class B stock for the benefit of trusts, of which I am a trustee, that benefit my family.

F5: I am one of four trustees of the voting trust. As shown, it holds 32,508 shares of Class B stock for the benefit of my spouse.

F6: The balance shown includes 24,594 shares acquired from an in-kind transfer from the reporting person's 401k account to his personal IRA account.

F7: I disclaim beneficial ownership of these shares owned by my children.

F8: These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.