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FORD MOTOR CO — Director's Dealing 2020
Mar 4, 2020
30023_dirs_2020-03-04_189cb778-380f-4d91-ad61-3d4b19d17cd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2020-03-02
Reporting Person: O'Callaghan Catherine A. (Vice President and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock, $0.01 par value | M | 2753 | — | Acquired | 55459 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | M | 2047 | — | Acquired | 57506 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | M | 2708 | — | Acquired | 60214 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | F | 3463 | $7.20 | Disposed | 56751 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | M | 810 | — | Acquired | 34983 | Indirect |
| 2020-03-02 | Common Stock, $0.01 par value | M | 605 | — | Acquired | 35588 | Indirect |
| 2020-03-02 | Common Stock, $0.01 par value | F | 212 | $7.20 | Disposed | 35376 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Ford Stock Units | $ | M | 2047 | Disposed | Common Stock, $0.01 par value (2047) | Direct | |
| 2020-03-02 | Ford Stock Units | $ | M | 2753 | Disposed | Common Stock, $0.01 par value (2753) | Direct | |
| 2020-03-02 | Ford Stock Units | $ | M | 810 | Disposed | Common Stock, $0.01 par value (810) | Indirect | |
| 2020-03-02 | Ford Stock Units | $ | M | 605 | Disposed | Common Stock, $0.01 par value (605) | Indirect |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2017 performance-based restricted stock unit opportunity.
F3: These shares were withheld by the Company to cover my income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan.
F4: The reported transaction involved the conversion, without payment by my spouse or me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F5: These shares are held by my spouse.
F6: These shares were withheld by the Company to cover my spouse's income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan.
F7: The balance shown includes additional units resulting from reinvestment of dividend equivalents.
F8: These Ford Stock Units are held by my spouse. The balance shown includes additional units resulting from reinvestment of dividend equivalents.