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FORD MOTOR CO — Director's Dealing 2020
Mar 4, 2020
30023_dirs_2020-03-04_d39446ec-720a-4c53-84d4-f97acdd87839.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2020-03-02
Reporting Person: Thai-Tang Hau N (Chief PD & Purchasing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-02 | Common Stock, $0.01 par value | M | 43280 | — | Acquired | 222737 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | M | 15040 | — | Acquired | 237777 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | M | 59715 | — | Acquired | 297492 | Direct |
| 2020-03-02 | Common Stock, $0.01 par value | F | 33723 | $7.20 | Disposed | 263769 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-02 | Ford Stock Units | $ | M | 15040 | Disposed | Common Stock, $0.01 par value (15040) | Direct | |
| 2020-03-02 | Ford Stock Units | $ | M | 43280 | Disposed | Common Stock, $0.01 par value (43280) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 4096 | Indirect |
| Common Stock, $0.01 par value | 102905 | Indirect |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2: The balance shown includes 889 shares acquired from an in-kind transfer from the reporting person's 401k account.
F3: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2017 performance-based restricted stock unit opportunity.
F4: These shares were withheld by the Company to cover my income tax liability relating to vesting of awards of Common Stock under the Company's Long-Term Incentive Plan.
F5: These shares are held by my spouse as Trustee.