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FORD MOTOR CO — Director's Dealing 2020
Oct 7, 2020
30023_dirs_2020-10-07_1e8767af-41e9-410a-8b57-e3f32659248c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2020-10-01
Reporting Person: Lawler John T. (Vice President, CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 157800 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| BEP Ford Stock Fund Units | $ | Common Stock, $0.01 par value (65) | Direct | ||
| Employee Stock Option (Right to Buy) | $14.76 | 2021-03-02 | Common Stock, $0.01 par value (9734) | Direct | |
| Employee Stock Option (Right to Buy) | $12.46 | 2022-03-04 | Common Stock, $0.01 par value (14579) | Direct | |
| Employee Stock Option (Right to Buy) | $12.75 | 2023-03-03 | Common Stock, $0.01 par value (29821) | Direct | |
| Employee Stock Option (Right to Buy) | $15.37 | 2024-03-03 | Common Stock, $0.01 par value (28232) | Direct | |
| Ford Stock Units | $ | Common Stock, $0.01 par value (10070) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (110169) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (24773) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (247533) | Direct |
Footnotes
F1: These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
F2: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
F3: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years.
F4: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
F5: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
F6: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 2, 2021.
F7: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2020), 66% after two years, and in full after three years.
F8: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 12,201 on March 4, 2021 and 12,572 on March 4, 2022.
F9: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 121,918 on March 19, 2021 and 125,615 on March 19, 2022.