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FORD MOTOR CO — Director's Dealing 2019
Mar 5, 2019
30023_dirs_2019-03-05_4d4af2fd-8f1e-499f-8174-9064a28710eb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2019-03-02
Reporting Person: Shanks Robert L (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-02 | Common Stock, $0.01 par value | M | 70880 | — | Acquired | 699649 | Direct |
| 2019-03-03 | Common Stock, $0.01 par value | M | 23165 | — | Acquired | 722814 | Direct |
| 2019-03-03 | Common Stock, $0.01 par value | M | 77669 | — | Acquired | 800483 | Direct |
| 2019-03-04 | Common Stock, $0.01 par value | F | 57782 | $8.79 | Disposed | 742701 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-03 | Ford Stock Units | $ | M | 23165 | Disposed | Common Stock, $0.01 par value (23165) | Direct | |
| 2019-03-02 | Ford Stock Units | $ | M | 24046 | Disposed | Common Stock, $0.01 par value (24046) | Direct | |
| 2019-03-02 | Ford Stock Units | $ | M | 46834 | Disposed | Common Stock, $0.01 par value (46834) | Direct | |
| 2019-03-04 | Ford Stock Units | $ | M | 136208 | Acquired | Common Stock, $0.01 par value (136208) | Direct |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's Long-Term Incentive Plan.
F2: These shares were acquired under the Company's Long-Term Incentive Plan without payment by me and are a final award related to a 2016 performance-based restricted stock unit opportunity.
F3: These shares were withheld by the Company to cover my income tax liability relating to March 2, 2019 and March 3, 2019 vesting of awards of Common Stock under the Company's Long-Term Incentive Plan. The amount withheld for taxes for each award was determined using the closing price of Ford stock on March 1, 2019.
F4: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2019), 66% after two years, and in full after three years.