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FORD MOTOR CO — Director's Dealing 2018
Jun 5, 2018
30023_dirs_2018-06-05_ef4ca27d-a97a-443e-a273-e44fa224abe7.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2018-06-01
Reporting Person: O'Callaghan Catherine A. (Vice President and Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 91872 | Direct |
| Common Stock, $0.01 par value | 30320 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $14.76 | 2021-03-02 | Common Stock, $0.01 par value (8203) | Direct | |
| Employee Stock Option (Right to Buy) | $12.75 | 2023-03-03 | Common Stock, $0.01 par value (4722) | Direct | |
| Employee Stock Option (Right to Buy) | $15.37 | 2024-03-03 | Common Stock, $0.01 par value (11432) | Direct | |
| Ford Stock Units | $ | Common Stock, $0.01 par value (1754) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (4033) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (7326) | Direct | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (565) | Indirect | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (1191) | Indirect | ||
| Ford Stock Units | $ | Common Stock, $0.01 par value (2163) | Indirect |
Footnotes
F1: These shares are held by my spouse.
F2: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
F3: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
F4: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
F5: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 3, 2019.
F6: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, to the extent of 1,986 shares Common Stock on March 2, 2019 and 2,047 shares of Common Stock on March 2, 2020.
F7: These Ford Restricted Stock Units were acquired under the Company's Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years.
F8: These Ford Restricted Stock Units were acquired by my spouse under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock on March 3, 2019.
F9: These Ford Restricted Stock Units were acquired by my spouse under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, to the extent of 586 shares Common Stock on March 2, 2019 and 605 shares of Common Stock on March 2, 2020.
F10: These Ford Restricted Stock Units were acquired by my spouse under the Company's Long-Term Incentive Plan without payment. These Ford Restricted Stock Units will be converted and distributed to my spouse, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/02/2018), 66% after two years, and in full after three years.