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FORD MOTOR CO — Director's Dealing 2016
Feb 16, 2016
30023_dirs_2016-02-16_a21f54f8-c3a4-46d4-b97e-d49c04d6dd95.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2015-12-31
Reporting Person: Thai-Tang Hau N (Group Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-03-27 | Common Stock, $0.01 par value | G | 17440 | $0.00 | Disposed | 0 | Direct |
| 2015-03-31 | Common Stock, $0.01 par value | G | 7463 | $0.00 | Disposed | 0 | Direct |
| 2014-03-27 | Common Stock, $0.01 par value | G | 17440 | $0.00 | Acquired | 113718 | Indirect |
| 2014-11-07 | Common Stock, $0.01 par value | G | 600 | $0.00 | Disposed | 113718 | Indirect |
| 2015-03-31 | Common Stock, $0.01 par value | G | 7463 | $0.00 | Acquired | 113718 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 3828 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| BEP Ford Stock Fund Units | $ | Common Stock, $0.01 par value (77) | 77 | Direct | |
| Employee Stock Option (Right to Buy) | $7.83 | 2016-03-09 | Common Stock, $0.01 par value (30000) | 30000 | Direct |
| Employee Stock Option (Right to Buy) | $7.55 | 2017-03-04 | Common Stock, $0.01 par value (23123) | 23123 | Direct |
| Employee Stock Option (Right to Buy) | $6.14 | 2018-03-04 | Common Stock, $0.01 par value (33547) | 33547 | Direct |
| Employee Stock Option (Right to Buy) | $12.69 | 2020-03-02 | Common Stock, $0.01 par value (14919) | 14919 | Direct |
| Employee Stock Option (Right to Buy) | $14.76 | 2021-03-02 | Common Stock, $0.01 par value (9734) | 9734 | Direct |
| Employee Stock Option (Right to Buy) | $12.46 | 2022-03-04 | Common Stock, $0.01 par value (37414) | 37414 | Direct |
| Employee Stock Option (Right to Buy) | $12.75 | 2023-03-03 | Common Stock, $0.01 par value (29821) | 29821 | Direct |
| Employee Stock Option (Right to Buy) | $15.37 | 2024-03-03 | Common Stock, $0.01 par value (77741) | 77741 | Direct |
| Ford Stock Units | $ | Common Stock, $0.01 par value (34310) | 34310 | Direct | |
| Ford Stock Units | $ | Common Stock, $0.01 par value (84368) | 84368 | Direct | |
| Ford Stock Units | $ | Common Stock, $0.01 par value (35294) | 35294 | Direct |
Footnotes
F1: The balance reported is as of December 31, 2015. A transaction involving this holding was reported on a Form 4 filed on January 28, 2016.
F2: These shares are held by my spouse as Trustee. As shown, the trust holds 113,718 shares of Ford Common stock.
F3: These Ford Stock Fund Units were credited to my account by the Company, without payment by me, in transactions exempt under Rule 16b-3(c), under the Company's Benefit Equalization Plan, and included in my most recent plan statement. In general, these Ford Stock Fund Units will be converted and distributed to me, without payment, in cash, following termination of employment, based on the then current price of a Ford Stock Fund Unit and the then current market value of a share of Common Stock.
F4: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/10/2006), 66% after two years, and in full after three years.
F5: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2007), 66% after two years, and in full after three years.
F6: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2008), 66% after two years, and in full after three years.
F7: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
F8: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2011), 66% after two years, and in full after three years.
F9: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/05/2012), 66% after two years, and in full after three years
F10: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.
F11: This option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2014), 66% after two years, and in full after three years.
F12: These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/04/2015), 66% after two years, and in full after three years.
F13: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2017.
F14: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2016.