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FORD MOTOR CO — Director's Dealing 2016
Mar 7, 2016
30023_dirs_2016-03-07_3f3b5cfd-66b3-4866-a657-ddee035d7152.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2016-03-03
Reporting Person: FORD WILLIAM CLAY JR (Director, Exec. Chairman and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-04 | Common Stock, $0.01 par value | M | 411764 | — | Acquired | 552435 | Direct |
| 2016-03-04 | Common Stock, $0.01 par value | M | 36026 | — | Acquired | 588461 | Direct |
| 2016-03-04 | Common Stock, $0.01 par value | F | 196137 | $13.59 | Disposed | 392324 | Direct |
| 2016-03-07 | Common Stock, $0.01 par value | M | 1890000 | $2.84 | Acquired | 2282324 | Direct |
| 2016-03-07 | Common Stock, $0.01 par value | S | 1090000 | $13.6011 | Disposed | 1192324 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-03-04 | Ford Stock Units | $ | M | 411764 | Disposed | Common Stock, $0.01 par value (411764) | Direct | |
| 2016-03-04 | Ford Stock Units | $ | M | 36026 | Disposed | Common Stock, $0.01 par value (36026) | Direct | |
| 2016-03-03 | Ford Stock Units | $ | A | 156942 | Acquired | Common Stock, $0.01 par value (156942) | Direct | |
| 2016-03-07 | Employee Stock Option (Right to Buy) | $2.84 | M | 1890000 | Disposed | 2019-03-26 | Common Stock, $0.01 par value (1890000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 108248 | Indirect |
| Common Stock, $0.01 par value | 12412 | Indirect |
| Common Stock, $0.01 par value | 55798 | Indirect |
| Common Stock, $0.01 par value | 60843 | Indirect |
| Common Stock, $0.01 par value | 198039 | Indirect |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's 2008 Long-Term Incentive Plan.
F2: These shares were withheld by the Company to cover my income tax liability relating to a grant to me of Common Stock under the Company's 2008 Long-Term Incentive Plan.
F3: This option became exercisable to the extent of 33% of the shares optioned as of August 5, 2010, 66% of the shares optioned after two years from the date of grant (03/27/2009), and in full after three years from the date of grant (03/27/2009).
F4: The price shown is the weighted average sales price for the reported transaction. The range of prices at which common stock was sold for the reported transaction was $13.5700 to $13.6350. A breakdown of each transaction will be provided upon request.
F5: I disclaim beneficial ownership of these shares owned by my wife.
F6: I disclaim beneficial ownership of these shares owned by my children.
F7: I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants.
F8: I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
F9: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock to the extent of 33% after one year from the date of grant (03/03/2016), 66% after two years, and in full after three years.