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FORD MOTOR CO — Director's Dealing 2013
Mar 5, 2013
30023_dirs_2013-03-05_66917978-b85e-46c0-86de-912241525d7e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2013-03-03
Reporting Person: FORD WILLIAM CLAY JR (Director, Exec. Chairman and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-03 | Common Stock, $0.01 par value | M | 253742 | — | Acquired | 4444866 | Direct |
| 2013-03-03 | Common Stock, $0.01 par value | F | 117229 | $12.61 | Disposed | 4327637 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-03-03 | Ford Stock Units | $ | M | 253742 | Disposed | Common Stock, $0.01 par value (253742) | Direct | |
| 2013-03-04 | Ford Stock Units | $ | A | 171347 | Acquired | Common Stock, $0.01 par value (171347) | Direct | |
| 2013-03-04 | Employee Stock Option (Right to Buy) | $12.75 | A | 347912 | Acquired | 2023-03-03 | Common Stock, $0.01 par value (347912) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 89479 | Indirect |
| Common Stock, $0.01 par value | 12412 | Indirect |
| Common Stock, $0.01 par value | 60843 | Indirect |
| Common Stock, $0.01 par value | 19153 | Indirect |
| Common Stock, $0.01 par value | 186964 | Indirect |
| Common Stock, $0.01 par value | 551843 | Indirect |
| Common Stock, $0.01 par value | 44891 | Indirect |
| Common Stock, $0.01 par value | 146429 | Indirect |
Footnotes
F1: The reported transaction involved the conversion, without payment by me, of Ford Stock Units into shares of Common Stock under the Company's 2008 Long-Term Incentive Plan.
F2: These shares were withheld by the Company to cover my income tax liability relating to a grant to me of Common Stock under the Company's 2008 Long-Term Incentive Plan.
F3: I disclaim beneficial ownership of these shares owned by my wife.
F4: I disclaim beneficial ownership of these shares held by my wife as trustee of this trust for the benefit of my descendants.
F5: I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
F6: I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.
F7: These shares are held in a grantor retained annuity trust of which I am the trustee.
F8: I disclaim beneficial ownership of these shares owned by my children.
F9: I am the trustee of these trusts for my children. I disclaim beneficial ownership of these shares.
F10: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on March 4, 2015.
F11: This option was granted under the Company's 2008 Long-Term Incentive Plan without payment by me. The option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/04/2013), 66% after two years, and in full after three years.