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FORD MOTOR CO — Director's Dealing 2011
Feb 9, 2011
30023_dirs_2011-02-09_12dcb01c-ac3a-447b-b1fe-8fdfa6fd2ba8.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: FORD MOTOR CO (F)
CIK: 0000037996
Period of Report: 2010-12-31
Reporting Person: FORD WILLIAM CLAY JR (Director, Exec. Chairman and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-01-01 | Class B Stock, $0.01 par value | G | 2580 | $0.00 | Acquired | 64687 | Indirect |
| 2010-03-24 | Class B Stock, $0.01 par value | G | 934 | $0.00 | Acquired | 65621 | Indirect |
| 2010-01-01 | Class B Stock, $0.01 par value | G | 2580 | $0.00 | Acquired | 3305522 | Indirect |
| 2010-03-24 | Class B Stock, $0.01 par value | G | 8410 | $0.00 | Disposed | 3297112 | Indirect |
| 2010-08-23 | Class B Stock, $0.01 par value | G | 704646 | $0.00 | Disposed | 3342466 | Indirect |
| 2010-08-23 | Class B Stock, $0.01 par value | G | 671733 | $0.00 | Acquired | 4014199 | Indirect |
| 2010-01-01 | Class B Stock, $0.01 par value | G | 7740 | $0.00 | Acquired | 385546 | Indirect |
| 2010-03-24 | Class B Stock, $0.01 par value | G | 5607 | $0.00 | Acquired | 391153 | Indirect |
| 2010-08-23 | Common Stock, $0.01 par value | G | 108857 | $0.00 | Disposed | 2266114 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 80988 | Indirect |
| Common Stock, $0.01 par value | 186964 | Indirect |
| Common Stock, $0.01 par value | 152594 | Indirect |
| Common Stock, $0.01 par value | 6245 | Indirect |
| Common Stock, $0.01 par value | 12412 | Indirect |
| Class B Stock, $0.01 par value | 11179 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $15.36 | 2012-01-10 | Common Stock, $0.01 par value (0) | 48543 | Direct |
| Employee Stock Option (Right to Buy) | $15.13 | 2012-01-30 | Common Stock, $0.01 par value (0) | 4000000 | Direct |
| Employee Stock Option (Right to Buy) | $16.42 | 2012-03-27 | Common Stock, $0.01 par value (0) | 66845 | Direct |
| Employee Stock Option (Right to Buy) | $16.12 | 2012-06-27 | Common Stock, $0.01 par value (0) | 67446 | Direct |
| Employee Stock Option (Right to Buy) | $15.98 | 2013-12-30 | Common Stock, $0.01 par value (0) | 62396 | Direct |
| Employee Stock Option (Right to Buy) | $16.49 | 2014-01-04 | Common Stock, $0.01 par value (0) | 1587301 | Direct |
| Employee Stock Option (Right to Buy) | $12.49 | 2015-03-10 | Common Stock, $0.01 par value (0) | 1685393 | Direct |
| Employee Stock Option (Right to Buy) | $2.84 | 2019-03-26 | Common Stock, $0.01 par value (0) | 3470000 | Direct |
| Employee Stock Option (Right to Buy) | $12.98 | 2020-08-04 | Common Stock, $0.01 par value (0) | 1320754 | Direct |
| Employee Stock Option (Right to Buy) | $12.69 | 2020-03-02 | Common Stock, $0.01 par value (0) | 485436 | Direct |
| Ford Stock Units | $ | Common Stock, $0.01 par value () | 1786074 | Direct | |
| Ford Stock Units | $ | Common Stock, $0.01 par value () | 2568 | Direct |
Footnotes
F1: I disclaim beneficial ownership of these shares owned by my wife.
F2: I am one of five trustees of the voting trust. As shown, it holds 4,014,199 shares of Class B Stock for my benefit. I disclaim benefical ownership of any other shares of Class B Stock in said voting trust.
F3: The amount shown reflects the number of shares held in the voting trust after the reported transaction and after an August 5, 2010 transaction that was previously reported on a Form 4 filed with the SEC on August 6, 2010.
F4: I am one of five trustees of the voting trust. As shown, it holds 391,153 shares of Class B Stock for the benefit of three of my children. I disclaim benefical ownership of these shares.
F5: I am a trustee of the voting trust. As shown, it holds 186,964 shares of Common Stock for my benefit. I disclaim beneficial ownership of any other shares of Common Stock in said voting trust.
F6: I am the trustee of these trusts for three of my children. I disclaim beneficial ownership of these shares.
F7: I disclaim beneficial ownership of these shares held by my wife as custodian for one of my children.
F8: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/11/2002), 66% after two years, and in full after three years.
F9: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/31/2002), 66% after two years, and in full after three years.
F10: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/28/2002), 66% after two years, and in full after three years.
F11: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (06/28/2002), 66% after two years, and in full after three years.
F12: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (12/31/2003), 66% after two years, and in full after three years.
F13: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (01/05/2004), 66% after two years, and in full after three years.
F14: The option became exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/11/2005), 66% after two years, and in full after three years.
F15: The option became exercisable to the extent of 33% of the shares optioned as of August 5, 2010, 66% of the shares optioned after two years from the date of grant (03/27/2009), and in full after three years from the date of grant (03/27/2009).
F16: This option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (08/05/2010), 66% after two years, and in full after three years.
F17: This option is exercisable to the extent of 33% of the shares optioned after one year from the date of grant (03/03/2010), 66% after two years, and in full after three years.
F18: These Ford Restricted Stock Units were acquired under the Company's 2008 Long-Term Incentive Plan without payment by me. These Ford Restricted Stock Units will be converted and distributed to me, without payment, in shares of Common Stock on August 5, 2012.
F19: These Ford Stock Units were acquired under the Company's Deferred Compensation Plan for Non-Employee Directors. In general, these Ford Stock Units will be converted and distributed to me, without payment, in cash, on January 10th of the year following termination of Board service, based upon the then current market value of a share of Common Stock.